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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

EDELMAN FINANCIAL SERVICES, LLC

CRD 113299

FAIRFAX, VA

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Search this name across graphsid dfx:ria:1b9f66ee-a247-e086-6f4c-f6bdf9d77f12

Data as of Aug 18, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 337
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Aug 18, 2018
29 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Edelman Financial Services, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $22BItem 5.F on the latest filing (2018-08-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $22B
Private client RAUM: $21BderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 434
Advisory employees: 232
Offices: 42Schedule D 1.F, beyond the principal office
Accounts: 85,909
Individual clients: 29,214
High net worth clients: 6,241
Custody, client assets: $10.0B
SEC number: 801-64567
CRD: 113299
Filings on the tape: 29
First filed: Mar 30, 2012
Latest filed: Aug 18, 2018
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EDELMAN, FREDRIC, MARK	EXECUTIVE CHAIRMAN	Na	yes	12/2015	Mar 30, 2012	Aug 18, 2018
FINANCIAL ENGINES EDELMAN HOLDINGS I, LLC	SOLE STOCKHOLDER	E	yes	12/2015	Aug 18, 2018	Aug 18, 2018
FINANCIAL ENGINES EDELMAN HOLDINGS I, LLC	MANAGING MEMBER	E	yes	12/2015	Aug 18, 2018	Aug 18, 2018
FINANCIAL ENGINES EDELMAN HOLDINGS II, INC.	MANAGING MEMBER	E	yes	12/2015	Aug 18, 2018	Aug 18, 2018
FINANCIAL ENGINES EDELMAN HOLDINGS III, LLC	MANAGING MEMBER	E	yes	12/2015	Aug 18, 2018	Aug 18, 2018
FINANCIAL ENGINES EDELMAN HOLDINGS IV, LLC	MANAGING MEMBER	E	yes	12/2015	Aug 18, 2018	Aug 18, 2018
FINANCIAL ENGINES EDELMAN INVESTMENTS, LLC	Member	C	yes	12/2015	Aug 18, 2018	Aug 18, 2018
FINANCIAL ENGINES EDELMAN, L.P.	MEMBER OF FINANCIAL ENGINES EDELMAN I, LLC	E	yes	03/2012	Aug 18, 2018	Aug 18, 2018
H&F FLIGHT GP, LLC	GENERAL PARTNER	F	yes	12/2015	Jan 15, 2016	Aug 18, 2018
HAYES, WILLIAM, PATRICK	GENERAL COUNSEL	Na	yes	06/2013	Jun 28, 2013	Aug 18, 2018
Isaacson, Jon, David	CHIEF FINANCIAL OFFICER	Na	yes	11/2017	Dec 22, 2017	Aug 18, 2018
MOORE, EDWARD, PHILIP	President	Na	yes	05/2005	Mar 30, 2012	Aug 18, 2018
PARKER, RYAN, CHRISTOPHER	CHIEF EXECUTIVE OFFICER	Na	yes	06/2016	Jul 19, 2016	Aug 18, 2018
THE FINANCIAL ENGINES EDELMAN CENTER, LLC	SOLE MANAGING MEMBER OF EDELMAN FINANCIAL SERVICES, LLC	E	yes	05/2005	Aug 18, 2018	Aug 18, 2018
CATALDO, CHRISTINE, ADELE	CHIEF OPERATIONS AND TECHNOLOGY OFFICER	Na	no	12/2016	Apr 1, 2013	Aug 18, 2018
GRAY, LEVEN, RAINEY	INTERIM CHIEF COMPLIANCE OFFICER	Na	no	01/2017	Jan 27, 2017	Aug 18, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FINANCIAL ENGINES ADVISORS L.L.C.	n/a	Independent wealth	$326B	N	yes	n/a
EF LEGACY SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
TMFS INSURANCE AGENCY, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Richmond	Va	United States	40	yes
Alexandria	Va	United States	18	yes
COSTA MESA	CA	United States	15	yes
Burlington	Ma	United States	14	yes
Bethesda	Md	United States	13	yes
Tempe	Az	United States	12	yes
OAK BROOK	IL	United States	12	yes
Newton	Ma	United States	9	yes
Paramus	Nj	United States	9	yes
WALNUT CREEK	CA	United States	8	yes
SILVER SPRING	Md	United States	8	yes
Novi	Mi	United States	8	yes
Uniondale	NY	United States	8	yes
Columbus	Oh	United States	8	yes
Ashburn	Va	United States	8	yes
Glenview	IL	United States	7	yes
Troy	Mi	United States	7	yes
TYSONS CORNER	Va	United States	7	yes
Farmington	Ct	United States	6	yes
BOCA RATON	FL	United States	6	yes
ELLICOTT CITY	Md	United States	6	yes
RED BANK	Nj	United States	6	yes
NEW YORK	NY	United States	6	yes
WHITE PLAINS	NY	United States	6	yes
WEST CONSHOHOCKEN	Pa	United States	6	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 30, 2018	$22B	$22B	435	232	42	n/a	n/a
2016	Mar 31, 2017	$18B	$18B	431	216	n/a	n/a	n/a
2015	Mar 30, 2016	$15B	$15B	397	187	n/a	n/a	n/a
2014	Mar 31, 2015	$14B	$14B	339	194	n/a	n/a	n/a
2013	Mar 31, 2014	$12B	$12B	282	163	n/a	n/a	n/a
2012	Apr 1, 2013	$8.5B	$8.5B	306	210	n/a	n/a	n/a
2011	Mar 30, 2012	$7.1B	$7.1B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$22B	$18B	22.2%	$14B	14.7%	434	431	42	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CHARLES SCHWAB & CO., INC.	2	Aug 12, 2016	Aug 8, 2016	HOUSTON, TX	Team lift out	Other	0.1%

Relationships

showing 80 of 337

Affiliated with (1)

→ EDELMAN FINANCIAL ENGINESRegistered adviserother investment adviser, common control
factForm ADV

Controls (13)

← MOORE, EDWARD, PHILIPOwnerPRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← EDELMAN, FREDRIC, MARKOwnerEXECUTIVE CHAIRMAN, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HAYES, WILLIAM, PATRICKOwnerGENERAL COUNSEL, ownership code NA, individual
Jun 28, 2013 to presentfactForm ADV
← Isaacson, Jon, DavidOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 22, 2017 to presentfactForm ADV
← PARKER, RYAN, CHRISTOPHEROwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jul 19, 2016 to presentfactForm ADV
← FINANCIAL ENGINES EDELMAN HOLDINGS I, LLCOwnerSOLE STOCKHOLDER, ownership code E, domestic entity
Aug 18, 2018 to presentfactForm ADV
← FINANCIAL ENGINES EDELMAN HOLDINGS II, INC.OwnerMANAGING MEMBER, ownership code E, domestic entity
Aug 18, 2018 to presentfactForm ADV
← FINANCIAL ENGINES EDELMAN HOLDINGS III, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Aug 18, 2018 to presentfactForm ADV
← FINANCIAL ENGINES EDELMAN HOLDINGS IV, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Aug 18, 2018 to presentfactForm ADV
← FINANCIAL ENGINES EDELMAN INVESTMENTS, LLCOwnerMEMBER, ownership code C, domestic entity
Aug 18, 2018 to presentfactForm ADV
← FINANCIAL ENGINES EDELMAN, L.P.OwnerMEMBER OF FINANCIAL ENGINES EDELMAN I, LLC, ownership code E, domestic entity
Aug 18, 2018 to presentfactForm ADV
← H&F FLIGHT GP, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jan 15, 2016 to presentfactForm ADV
← THE FINANCIAL ENGINES EDELMAN CENTER, LLCOwnerSOLE MANAGING MEMBER OF EDELMAN FINANCIAL SERVICES, LLC, ownership code E, domestic entity
Aug 18, 2018 to presentfactForm ADV

Owns (2)

← CATALDO, CHRISTINE, ADELEOwnerCHIEF OPERATIONS AND TECHNOLOGY OFFICER, ownership code NA, individual
Apr 1, 2013 to presentfactForm ADV
← GRAY, LEVEN, RAINEYOwnerINTERIM CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 27, 2017 to presentfactForm ADV

Registered with (63)

← Judith Marie DornacherAdvisorregistration: previous registration
May 16, 2017 to Nov 2, 2018factForm ADV
← JOANNA LYNN CECILIA-FLEMINGAdvisorregistration: previous registration
Oct 16, 2009 to Nov 2, 2018factForm ADV
← MICHAEL DAVID KROWEAdvisorregistration: previous registration
Dec 22, 2009 to Nov 2, 2018factForm ADV
← JOHN BOWERS MCCONNELLAdvisorregistration: previous registration
Jun 7, 2016 to Nov 2, 2018factForm ADV
← ANTHONY E GHETIANAdvisorregistration: previous registration
Sep 14, 2012 to Nov 2, 2018factForm ADV
← ANTHONY JOSEPH CZECHORSKIAdvisorregistration: previous registration
Jan 8, 2015 to Nov 1, 2018factForm ADV
← MARY STONE DAVISAdvisorregistration: previous registration
May 17, 1994 to Nov 1, 2018factForm ADV
← DOUGLAS MICHAEL RABILAdvisorregistration: previous registration
Jun 18, 1996 to Nov 1, 2018factForm ADV
← PATRICK WARD DAYAdvisorregistration: previous registration
Jul 22, 1990 to Nov 1, 2018factForm ADV
← Gregory John GrassoAdvisorregistration: previous registration
May 24, 2016 to Nov 1, 2018factForm ADV
← LORI SCHLAGER BENSINGAdvisorregistration: previous registration
May 23, 2012 to Nov 1, 2018factForm ADV
← THOMAS W WOODAdvisorregistration: previous registration
Jul 14, 1999 to Nov 1, 2018factForm ADV
← REYNOLD NORMAN ROYAdvisorregistration: previous registration
Oct 28, 1998 to Nov 1, 2018factForm ADV
← JAN ERIC KOWALAdvisorregistration: previous registration
Mar 9, 1993 to Nov 1, 2018factForm ADV
← STUART EDWARD BERRINAdvisorregistration: previous registration
May 18, 2012 to Nov 1, 2018factForm ADV
← LORAN SCOTT COFFMANAdvisorregistration: previous registration
Nov 29, 2011 to Nov 1, 2018factForm ADV
← ISABEL JACQUELYN COOPERAdvisorregistration: previous registration
Jul 17, 2009 to Nov 1, 2018factForm ADV
← KEVIN JOSEPH MAGUIREAdvisorregistration: previous registration
Sep 28, 2011 to Nov 1, 2018factForm ADV
← CATHERINE ELIZABETH KALWEITAdvisorregistration: previous registration
Jul 31, 2012 to Nov 1, 2018factForm ADV
← ROBERT JAMES ANDREOLAAdvisorregistration: previous registration
May 16, 2016 to Nov 1, 2018factForm ADV
← ROBERT SCOTT BOWMANAdvisorregistration: previous registration
Apr 9, 2008 to Nov 1, 2018factForm ADV
← ANDREW CHARLES MASSAROAdvisorregistration: previous registration
Mar 5, 1998 to Nov 1, 2018factForm ADV
← DAVID SEAN MARKSAdvisorregistration: previous registration
Aug 10, 2016 to Nov 1, 2018factForm ADV
← AURA LEWANNA CARMIAdvisorregistration: previous registration
Jan 11, 2012 to Nov 1, 2018factForm ADV
← ROBERT PAUL JONESAdvisorregistration: previous registration
Sep 2, 2014 to Nov 1, 2018factForm ADV
← Sandra Sue PresgravesAdvisorregistration: previous registration
Mar 22, 2012 to Nov 1, 2018factForm ADV
← KRISTINE DUWAR CHAZEAdvisorregistration: previous registration
Oct 6, 1998 to Nov 1, 2018factForm ADV
← SALVATORE STEVEN MARINOAdvisorregistration: previous registration
Jan 21, 2015 to Nov 1, 2018factForm ADV
← TRICIA ELIASONAdvisorregistration: previous registration
Jan 14, 2015 to Nov 1, 2018factForm ADV
← JAMES PATRICK MARXAdvisorregistration: previous registration
Sep 13, 2011 to Nov 1, 2018factForm ADV
and 33 more

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1b9f66ee-a247-e086-6f4c-f6bdf9d77f12
First observed: Mar 30, 2012
Last observed: Aug 18, 2018 98 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EDELMAN FINANCIAL SERVICES, LLC

CRD 113299

FAIRFAX, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1b9f66ee-a247-e086-6f4c-f6bdf9d77f12

Data as of Aug 18, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:28 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EDELMAN, FREDRIC, MARK

EXECUTIVE CHAIRMAN

yes

12/2015

Mar 30, 2012

Aug 18, 2018

FINANCIAL ENGINES EDELMAN HOLDINGS I, LLC

SOLE STOCKHOLDER

yes

12/2015

Aug 18, 2018

FINANCIAL ENGINES EDELMAN HOLDINGS I, LLC

MANAGING MEMBER

yes

12/2015

Aug 18, 2018

FINANCIAL ENGINES EDELMAN HOLDINGS II, INC.

MANAGING MEMBER

yes

12/2015

Aug 18, 2018

FINANCIAL ENGINES EDELMAN HOLDINGS III, LLC

MANAGING MEMBER

yes

12/2015

Aug 18, 2018

FINANCIAL ENGINES EDELMAN HOLDINGS IV, LLC

MANAGING MEMBER

yes

12/2015

Aug 18, 2018

FINANCIAL ENGINES EDELMAN INVESTMENTS, LLC

Member

yes

12/2015

Aug 18, 2018

FINANCIAL ENGINES EDELMAN, L.P.

MEMBER OF FINANCIAL ENGINES EDELMAN I, LLC

yes

03/2012

Aug 18, 2018

H&F FLIGHT GP, LLC

GENERAL PARTNER

yes

12/2015

Jan 15, 2016

Aug 18, 2018

HAYES, WILLIAM, PATRICK

GENERAL COUNSEL

yes

06/2013

Jun 28, 2013

Aug 18, 2018

Isaacson, Jon, David

CHIEF FINANCIAL OFFICER

yes

11/2017

Dec 22, 2017

Aug 18, 2018

MOORE, EDWARD, PHILIP

President

yes

05/2005

Mar 30, 2012

Aug 18, 2018

PARKER, RYAN, CHRISTOPHER

CHIEF EXECUTIVE OFFICER

yes

06/2016

Jul 19, 2016

Aug 18, 2018

THE FINANCIAL ENGINES EDELMAN CENTER, LLC

SOLE MANAGING MEMBER OF EDELMAN FINANCIAL SERVICES, LLC

yes

05/2005

Aug 18, 2018

CATALDO, CHRISTINE, ADELE

CHIEF OPERATIONS AND TECHNOLOGY OFFICER

12/2016

Apr 1, 2013

Aug 18, 2018

GRAY, LEVEN, RAINEY

INTERIM CHIEF COMPLIANCE OFFICER

01/2017

Jan 27, 2017

Aug 18, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FINANCIAL ENGINES ADVISORS L.L.C.

n/a

Independent wealth

$326B

yes

n/a

EF LEGACY SECURITIES, LLC

n/a

yes

n/a

TMFS INSURANCE AGENCY, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Richmond

United States

yes

Alexandria

United States

yes

COSTA MESA

United States

yes

Burlington

United States

yes

Bethesda

United States

yes

Tempe

United States

yes

OAK BROOK

United States

yes

Newton

United States

yes

Paramus

United States

yes

WALNUT CREEK

United States

yes

SILVER SPRING

United States

yes

Novi

United States

yes

Uniondale

United States

yes

Columbus

United States

yes

Ashburn

United States

yes

Glenview

United States

yes

Troy

United States

yes

TYSONS CORNER

United States

yes

Farmington

United States

yes

BOCA RATON

United States

yes

ELLICOTT CITY

United States

yes

RED BANK

United States

yes

NEW YORK

United States

yes

WHITE PLAINS

United States

yes

WEST CONSHOHOCKEN

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 30, 2018

$22B

435

232

n/a

2016

Mar 31, 2017

$18B

431

216

n/a

2015

Mar 30, 2016

$15B

397

187

n/a

2014

Mar 31, 2015

$14B

339

194

n/a

2013

Mar 31, 2014

$12B

282

163

n/a

2012

Apr 1, 2013

$8.5B

306

210

n/a

2011

Mar 30, 2012

$7.1B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$22B

$18B

22.2%

$14B

14.7%

434

431

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CHARLES SCHWAB & CO., INC.

Aug 12, 2016

Aug 8, 2016

HOUSTON, TX

Team lift out

Other

0.1%