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Advisor at OSAIC WEALTH, INC.
FRANKLIN, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | May 27, 2021 | n/a | yes | FRANKLIN, WI | Current employment |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Aug 31, 2007 | May 28, 2021 | no | Windsor, CT|WAUKESHA, WI|FRANKLIN, WI|SIOUX CITY, IA | Previous registration |
| WOLF FINANCIAL MANAGEMENT, LLC | Former SEC adviser | Oct 20, 2004 | Aug 31, 2007 | no | FRANKLIN, WI|FRANKLIN, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | OSAIC WEALTH, INC. | May 28, 2021 | May 27, 2021 | -1 | Firm change | Ibd to ibd |
| WOLF FINANCIAL MANAGEMENT, LLC | VOYA FINANCIAL ADVISORS, INC. | Aug 31, 2007 | Aug 31, 2007 | 0 | Firm change | Other |