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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

WOLF FINANCIAL MANAGEMENT, LLC

CRD 44225

OAKBROOK TERRACE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fcdc85b8-02f9-fe41-1486-bfdf8c7437f2

Data as of Mar 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Mar 24, 2015
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Oakbrook Financial Group

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $20.5MItem 5.F on the latest filing (2015-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Accounts: 7
SEC number: 801-66693
CRD: 44225
Filings on the tape: 7
First filed: Mar 29, 2012
Latest filed: Mar 24, 2015
Organised: Limited Liability Company, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MASICK, KENNETH EDWARD	FINOP, TREASURER	Na	yes	09/1997	Mar 29, 2012	Mar 24, 2015
ROMANELLI, RUSSELL	PRESIDENT & CCO	Na	yes	07/2013	Jul 8, 2013	Mar 24, 2015
WOLF & COMPANY LLP	SOLE MEMBER	E	yes	12/2004	Mar 29, 2012	Mar 24, 2015
WOLF FINANCIAL GROUP HOLDINGS, LLC	SOLE MEMBER	E	yes	12/2004	Mar 29, 2012	Mar 24, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WOLF & COMPANY LLP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 24, 2015	$20.5M	$0	4	4	n/a	n/a	n/a
2013	Mar 27, 2014	$275M	$64.2M	7	6	n/a	n/a	n/a
2012	Mar 27, 2013	$170M	$45.8M	8	6	n/a	n/a	n/a
2011	Mar 29, 2012	$166M	$41.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$20.5M	$275M	-92.6%	$166M	-50.2%	4	7	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FORVIS MAZARS WEALTH ADVISORS, LLC	2	Oct 30, 2015	Nov 4, 2014	OAKBROOK TERRACE, IL	Team lift out	Other	100.0%

Relationships

Controls (4)

← MASICK, KENNETH EDWARDOwnerFINOP, TREASURER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← ROMANELLI, RUSSELLOwnerPRESIDENT & CCO, ownership code NA, individual
Jul 8, 2013 to presentfactForm ADV
← WOLF & COMPANY LLPOwnerSOLE MEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← WOLF FINANCIAL GROUP HOLDINGS, LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Registered with (16)

← STEVEN ROGER MARTINAdvisorregistration: previous registration
Nov 11, 2010 to Oct 30, 2015factForm ADV
← Simon B ManoyanAdvisorregistration: previous registration
Mar 20, 2014 to Oct 30, 2015factForm ADV
← ROY E COOKAdvisorregistration: previous registration
Jul 10, 2010 to Apr 20, 2015factForm ADV
← THOMAS WILLIAM O'SHAUGHNESSYAdvisorregistration: previous registration
May 13, 2014 to Dec 31, 2014factForm ADV
← MARTA ROMANA MYCYKAdvisorregistration: previous registration
Jan 5, 2004 to Feb 18, 2014factForm ADV
← DOUGLAS JAMES ULRICHAdvisorregistration: previous registration
Jan 6, 2006 to Apr 22, 2010factForm ADV
← PETER FREDERICK BAUERAdvisorregistration: previous registration
Sep 18, 1998 to Apr 7, 2009factForm ADV
← BRIAN REILLY PLAINAdvisorregistration: previous registration
Apr 13, 2006 to Apr 1, 2009factForm ADV
← TIMOTHY RONALD ARMSTRONGAdvisorregistration: previous registration
Mar 28, 2005 to Jan 31, 2008factForm ADV
← DAVID EDWARD SHOESMITHAdvisorregistration: previous registration
Jun 17, 2005 to Dec 31, 2007factForm ADV
← ROBERT SLADE MILLERAdvisorregistration: previous registration
Jan 6, 2004 to Dec 31, 2007factForm ADV
← ROBERT L BANDYAdvisorregistration: previous registration
Jun 17, 2005 to Dec 31, 2007factForm ADV
← CHARLES N CUCURASAdvisorregistration: previous registration
Jan 18, 2005 to Sep 20, 2007factForm ADV
← MICHAEL A. ASCHBERGERAdvisorregistration: previous registration
Oct 20, 2004 to Aug 31, 2007factForm ADV
← LISA MARIE PAULOSKYAdvisorregistration: previous registration
Jan 5, 2004 to Mar 3, 2006factForm ADV
← NICHOLAS CHARLES BAUERAdvisorregistration: previous registration
Jan 5, 2004 to Apr 15, 2005factForm ADV

Moved with (1)

→ FORVIS MAZARS WEALTH ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Oct 30, 2015 to Nov 4, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fcdc85b8-02f9-fe41-1486-bfdf8c7437f2
First observed: Mar 29, 2012
Last observed: Mar 24, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WOLF FINANCIAL MANAGEMENT, LLC

CRD 44225

OAKBROOK TERRACE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fcdc85b8-02f9-fe41-1486-bfdf8c7437f2

Data as of Mar 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MASICK, KENNETH EDWARD

FINOP, TREASURER

yes

09/1997

Mar 29, 2012

Mar 24, 2015

ROMANELLI, RUSSELL

PRESIDENT & CCO

yes

07/2013

Jul 8, 2013

Mar 24, 2015

WOLF & COMPANY LLP

SOLE MEMBER

yes

12/2004

Mar 29, 2012

Mar 24, 2015

WOLF FINANCIAL GROUP HOLDINGS, LLC

SOLE MEMBER

yes

12/2004

Mar 29, 2012

Mar 24, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WOLF & COMPANY LLP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 24, 2015

$20.5M

n/a

2013

Mar 27, 2014

$275M

$64.2M

n/a

2012

Mar 27, 2013

$170M

$45.8M

n/a

2011

Mar 29, 2012

$166M

$41.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$20.5M

$275M

-92.6%

$166M

-50.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FORVIS MAZARS WEALTH ADVISORS, LLC

Oct 30, 2015

Nov 4, 2014

OAKBROOK TERRACE, IL

Team lift out

Other

100.0%