This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAPSTONE INVESTMENT GROUP

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 30, 2009earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

8derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

4

Exams

S63|S65

First exam

Sep 30, 2009

First registration

Jun 18, 2013

Dual registered

yes, broker-dealer

Other names

BRYAN PETTIT

IAPD individual key

5696287

Graph

RIA / Wealth Management

Canonical id

dfx:ria:097a6cd8-1695-fb2c-8c5c-88ac4c4ae30d

First observed

Jun 18, 2013

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.