This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0

Regulatory AUM

$176MItem 5.F on the latest filing (2026-09-03); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$176M

Private client RAUM

$168MderivedItem 5.D individuals plus high net worth individuals

Private client share

95%derivedprivate client RAUM over total RAUM

Advisors on IAPD

7

RAUM per advisor

$25.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

13

Advisory employees

8

Offices

2Schedule D 1.F, beyond the principal office

Accounts

1,353

Individual clients

509

High net worth clients

51

SEC number

801-121820

CRD

159918

Filings on the tape

23

First filed

Jun 22, 2021

Latest filed

Sep 3, 2026

Organised

Limited Liability Company, WA

Website

yourcapstone.com

• Occurred

  Jun 22, 2021
  First Form ADV filing

  Capstone Investment Group filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:74da6340-b3c7-bd9c-16d7-3710c698a484

First observed

Jun 22, 2021

Last observed

Sep 3, 2026 17 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.