DFX Intelligence

E•••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

E•••••• F•••••••

Advisor at V•••••• W••••• P•••••••• L••

SAN MATEO, CA

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Search this name across graphsid dfx:ria:097cbc91-4a73-b8c0-a91f-c0d50b6bbfcf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 17, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• W••••• P•••••••• L••	Independent wealth	Aug 12, 2021	n/a	yes	SAN MATEO, CA	Current employment
G••••••• I••••••••• L••	Former SEC adviser	Aug 16, 2010	Dec 31, 2017	no	SAN MATEO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• I••••••••• L••	V•••••• W••••• P•••••••• L••	Dec 31, 2017	Aug 12, 2021	1,320	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	G••••••• I••••••••• L••	Aug 17, 2010	Aug 16, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
146382:312247:CA:2017-12-31	Dec 31, 2017	Aug 12, 2021	SAN MATEO, CA	Firm change after gap

Relationships

Registered with (3)

→ V•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Aug 12, 2021 to presentfactForm ADV
→ G••••••• I••••••••• L••Registered adviserregistration: previous registration
Aug 16, 2010 to Dec 31, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 6, 2007 to Aug 17, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:097cbc91-4a73-b8c0-a91f-c0d50b6bbfcf
First observed: Sep 6, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.