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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GUARDIAN WEALTH MANAGEMENT

GUARDIAN WEALTH MANAGEMENT, LLC, CRD 146923

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:097e9e83-baf0-76a7-94e5-c90ba01e9d33

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2012 to Mar 6, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $175MItem 5.F on the latest filing (2026-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $175M
Private client RAUM: $175MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $58.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 297
Individual clients: 87
High net worth clients: 44
Custody, client assets: $71.4M
SEC number: 801-125769
CRD: 146923
Filings on the tape: 11
First filed: Jan 17, 2012
Latest filed: Mar 6, 2026
Organised: Limited Liability Company, UT
Website: investgwm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
EARL TODD BERG	Chartered Financial Consultant	SALT LAKE CITY, UT	18	36	2	no
BRIAN ERIC BARTON	n/a	SALT LAKE CITY, UT	16	32	1	no
COLBY TODD BERG	Certified Financial Planner	SALT LAKE CITY, UT	4	11	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARTON, BRIAN, ERIC	MANAGING MEMBER	C	yes	02/2010	Jan 17, 2012	Mar 28, 2024
BERG, EARL, TODD	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	C	yes	04/2008	Jan 17, 2012	Mar 28, 2024
BERG, COLBY, TODD	Member	B	no	04/2022	Apr 28, 2022	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LIFEBRIGHT INVESTMENT MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026	$175M	$175M	3	3	0	n/a	n/a
2024	Mar 26, 2025	$152M	$152M	3	3	0	n/a	n/a
2023	Mar 28, 2024	$134M	$134M	3	3	0	n/a	n/a
2022	Mar 30, 2023	$107M	$107M	3	3	0	n/a	n/a
2011	Mar 28, 2012	$63.3M	$63.3M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$175M	$152M	15.0%	$107M	17.9%	3	3	0	0

Relationships

Registered with (4)

← COLBY TODD BERGAdvisorregistration: previous registration
Mar 13, 2015 to Jul 1, 2015factForm ADV
← BRIAN ERIC BARTONAdvisorregistration: current employment
Mar 2, 2010 to presentfactForm ADV
← EARL TODD BERGAdvisorregistration: current employment
May 28, 2008 to presentfactForm ADV
← JARED DANIEL STUBBSAdvisorregistration: previous registration
Feb 9, 2012 to Jul 29, 2013factForm ADV

Controls (2)

← BERG, EARL, TODDOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Jan 17, 2012 to Mar 28, 2024factForm ADV
← BARTON, BRIAN, ERICOwnerMANAGING MEMBER, ownership code C, individual
Jan 17, 2012 to Mar 28, 2024factForm ADV

Owns (1)

← BERG, COLBY, TODDOwnerMEMBER, ownership code B, individual
Apr 28, 2022 to Mar 28, 2024factForm ADV

Dated events

Occurred
Apr 28, 2022
First Form ADV filing
Guardian Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:097e9e83-baf0-76a7-94e5-c90ba01e9d33
First observed: Jan 17, 2012
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GUARDIAN WEALTH MANAGEMENT

GUARDIAN WEALTH MANAGEMENT, LLC, CRD 146923

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:097e9e83-baf0-76a7-94e5-c90ba01e9d33

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

EARL TODD BERG

Chartered Financial Consultant

SALT LAKE CITY, UT

BRIAN ERIC BARTON

n/a

SALT LAKE CITY, UT

COLBY TODD BERG

Certified Financial Planner

SALT LAKE CITY, UT

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARTON, BRIAN, ERIC

MANAGING MEMBER

yes

02/2010

Jan 17, 2012

Mar 28, 2024

BERG, EARL, TODD

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

04/2008

Jan 17, 2012

Mar 28, 2024

BERG, COLBY, TODD

Member

04/2022

Apr 28, 2022

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LIFEBRIGHT INVESTMENT MANAGEMENT, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

$175M

n/a

2024

Mar 26, 2025

$152M

n/a

2023

Mar 28, 2024

$134M

n/a

2022

Mar 30, 2023

$107M

n/a

2011

Mar 28, 2012

$63.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$175M

$152M

15.0%

$107M

17.9%