DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner11 years in industry

COLBY TODD BERG

Advisor at GUARDIAN WEALTH MANAGEMENT

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c774891e-a537-9aba-f0d6-2bb8e9fe1fdc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GUARDIAN WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 12, 2015
First registration: Mar 13, 2015
Dual registered: no
IAPD individual key: 6449892

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GUARDIAN WEALTH MANAGEMENT	Independent wealth	Apr 26, 2022	n/a	yes	SALT LAKE CITY, UT	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Apr 7, 2022	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 22, 2016	Jul 13, 2018	no	SALT LAKE CITY, UT	Previous registration
GUARDIAN WEALTH MANAGEMENT	Independent wealth	Mar 13, 2015	Jul 1, 2015	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	GUARDIAN WEALTH MANAGEMENT	Apr 7, 2022	Apr 26, 2022	19	Firm change	Other
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
GUARDIAN WEALTH MANAGEMENT	STRATEGIC ADVISERS LLC	Jul 1, 2015	Jun 22, 2016	357	Firm change	Other

Relationships

Registered with (3)

→ GUARDIAN WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 13, 2015 to Jul 1, 2015factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Apr 7, 2022factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 22, 2016 to Jul 13, 2018factForm ADV

Dated events

Occurred
Apr 7, 2022
Advisor changed firm
Colby Todd Berg left Fidelity Personal And Workplace Advisors for Guardian Wealth Management (registered 2022-04-26)
Form ADVobserved 5 days ago