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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

AARON JOSHUA GREEN

Advisor at CETERA INVESTMENT ADVISERS LLC

ST CLOUD, MN

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Search this name across graphsid dfx:ria:098174fb-025e-e5ab-3651-f095aeae6472

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 22, 2002
First registration: Jan 29, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 3194605

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jul 27, 2018	n/a	yes	ST CLOUD, MN	Current employment
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Aug 23, 2016	Jul 27, 2018	no	Saint Cloud, MN\|GOLDEN VALLEY, MN	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 31, 2014	Jul 29, 2016	no	ST CLOUD, MN	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jan 29, 2014	Jan 31, 2014	no	ST CLOUD, MN\|WISHEK, ND\|DUNDALK, MD\|MURRAY, KY\|BROWNSVILLE, TN\|ST. CLOUD, MN\|ST. CLOUD, MN\|ST CLOUD, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THRIVENT INVESTMENT MANAGEMENT INC.	CETERA INVESTMENT ADVISERS LLC	Jul 27, 2018	Jul 27, 2018	0	Firm change	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Jul 29, 2016	Aug 23, 2016	25	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 31, 2014	Jan 31, 2014	0	Bulk transfer	Other

Relationships

Registered with (3)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 31, 2014 to Jul 29, 2016factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Aug 23, 2016 to Jul 27, 2018factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jan 29, 2014 to Jan 31, 2014factForm ADV

Dated events

No dated event names this entity yet.