← VASSALLO, MARK FRANCISOwnerMANAGING MEMEBER, ownership code E, individual
Jan 31, 2014 to presentfactForm ADV
← HOLWEGER, KIMBERLEY ANNOwnerVICE PRESIDENT AND DIRECTOR OF OPERATIONS AND CLEARING, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← SHELSON, MARK PAULOwnerVICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← REINHOLZ, CHRISTOPHER JONOwnerVICE PRESIDENT AND DIRECTOR OF TRADING, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← RUMMEL, LEANN RENEEOwnerVICE PRESIDENT AND NATIONAL SALES DIRECTOR, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← BURNS, MICHAEL DENNISOwnerVICE PRESIDENT , CHIEF COMPLIANCE OFFICER AND SECRETARY, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← CASEY, SEAN PATRICKOwnerVICE PRESIDENT, DIRECTOR OF BUSINESS DEVELOPMENT, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← DUNLAP, STEVEN JAMES JROwnerVICE PRESIDENT AND MANAGER, ownership code NA, individual
Jul 30, 2013 to presentfactForm ADV
← BONNEAU, CATHERINE MCCORMACKOwnerPRESIDENT, CEO, MANAGER, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← SMILEY, STANLEY ROBERTOwnerVICE PRESIDENT, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← HAMEL, CYNTHIA AOwnerVICE PRESIDENT, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← SHAY, JAMES WALTEROwnerHEAD OF RISK MANAGEMENT, ownership code NA, individual
May 8, 2012 to presentfactForm ADV
← BROWN, VALERIE GAYOwnerMANAGER, CHAIRMAN, ownership code NA, individual
Jan 13, 2012 to presentfactForm ADV
← SHAH, AMIOwnerADVISORY CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 31, 2014 to presentfactForm ADV
← CETERA FINANCIAL GROUP, INC.OwnerSOLE MEMBER, ownership code E, domestic entity
Jan 13, 2012 to presentfactForm ADV
← CETERA FINANCIAL HOLDINGS, INC.OwnerSOLE MEMBER, ownership code E, domestic entity
Jan 13, 2012 to presentfactForm ADV
← LIGHTYEAR FUND II GP HOLDINGS, LLCOwnerGENERAL PARTNER, ownership code E, domestic entity
Jan 13, 2012 to presentfactForm ADV
← LIGHTYEAR FUND II GP, L.P.OwnerGENERAL PARTNER, ownership code E, domestic entity
Jan 13, 2012 to presentfactForm ADV
← LIGHTYEAR FUND II, L.P.OwnerSHAREHOLDER; 79.3% OF COMMON STOCK, ownership code E, domestic entity
Jan 13, 2012 to presentfactForm ADV
← LY HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Jan 31, 2014 to presentfactForm ADV