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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

AARON MARK ALEXANDER

Advisor at MORGAN STANLEY

Wichita, KS

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Search this name across graphsid dfx:ria:0984c2ef-468d-447f-6346-84de3bce2ebf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 13, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Oct 13, 1999
First registration: Apr 17, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4001851

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 16, 2024	n/a	yes	Wichita, KS	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 16, 2023	Sep 20, 2024	no	WICHITA, KS\|ST. LOUIS, MO\|WITCHITA, KS\|WICHITA, KS\|DERBY, KS\|EL DORADO, KS\|WICHITA, KS\|WICHITA, KS\|WICHITA, KS\|HUTCHINSON, KS	Previous registration
COMMERCE BROKERAGE SERVICES, INC	Former SEC adviser	Oct 22, 2012	Aug 16, 2023	no	ST. LOUIS, MO\|KANSAS CITY, MO\|WICHITA, KS\|ST. LOUIS, MO\|Manhattan, KS\|MANHATTAN, KS	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 17, 2008	Oct 18, 2012	no	WICHITA, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MORGAN STANLEY	Sep 20, 2024	Sep 16, 2024	-4	Firm change	Ibd to wirehouse
COMMERCE BROKERAGE SERVICES, INC	LPL FINANCIAL LLC	Aug 16, 2023	Aug 16, 2023	0	Bulk transfer	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	COMMERCE BROKERAGE SERVICES, INC	Oct 18, 2012	Oct 22, 2012	4	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Sep 16, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 16, 2023 to Sep 20, 2024factForm ADV
→ COMMERCE BROKERAGE SERVICES, INCRegistered adviserregistration: previous registration
Oct 22, 2012 to Aug 16, 2023factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 17, 2008 to Oct 18, 2012factForm ADV

Dated events

Occurred
Sep 20, 2024
Advisor changed firm
Aaron Mark Alexander left Lpl Financial Llc for Morgan Stanley (registered 2024-09-16)
Form ADVobserved 5 days ago