DFX Intelligence

J••• F•••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

J••• F•••••••• A•••••••• L••

CRD 106550

BLOOMINGTON, MN

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Search this name across graphsid dfx:ria:098ed6df-f3ce-8e61-66a9-64b801feb2f6

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 44
Dated events: 5
On other graphs: 0
Observed: Nov 21, 2011 to Mar 19, 2026
63 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.0B••• Locked
Discretionary RAUM: $2.0B
Private client RAUM: $2.0Bderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 30
RAUM per advisor: $66.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P•••••• D••••• M••••••	Certified Financial Planner	BLOOMINGTON, MN	15	39	n/a	no
R•••••• S•••••• B••••	n/a	BONITA SPRINGS, FL \| BLOOMINGTON, MN	12	30

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• K••••••••• M••••	PRESIDENT/CHIEF COMPLIANCE OFFICER	Na	yes	04/2011	Mar 19, 2026	Mar 19, 2026
B••••• R••••••• S••••••	CHAIRMAN AND C.E.O.	Na	yes	08/1998	Mar 19, 2026	Mar 19, 2026

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Duluth	Mn	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	2	-1	6.7%	0	0	0	4	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$1.7B	19.1%	$1.3B	15.7%	36	34	2	2

Relationships

Registered with (38)

← L•••• R••• H••••Advisorregistration: current employment
Jun 15, 2026 to presentfactForm ADV
← E•• C••••••••• W•••••Advisorregistration: current employment
Sep 26, 2025 to presentfactForm ADV
← B••••• M•••• N••••Advisorregistration: current employment
Jul 9, 2025 to presentfactForm ADV
← M•••••••• D•••••• R•••

Dated events

Occurred
May 22, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 26, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:098ed6df-f3ce-8e61-66a9-64b801feb2f6
First observed: Nov 21, 2011
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.