DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Jnba Financial Advisors, LLC

Independent wealth managerBloomington, MinnesotaCRD 106550SEC 801-21522website IAPD

Latest filing Mar 19, 2026

First filing on the tape Nov 21, 2011 · 63 filings

SEC status approved since Jun 29, 1984

RAUM

$2.0B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

98%

$2.0B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$66.8M

derived; firm RAUM over IAPD count

Employees

31 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

63 filings and snapshots on the tape

RAUM$2.0B as of Mar 19, 2026

Mar 28, 2012$418M then

HNW client RAUM$1.7B as of Mar 19, 2026

Mar 29, 2018$660M then

State-registered IARs (5.B.3)31 as of Mar 19, 2026

Feb 20, 20131 then

Employees (5.A)36 as of Mar 19, 2026

Feb 20, 201320 then

Private funds: no history

RAUM +19% over the last fiscal year+16% a year over threeIARs 29 to 31

Practice profile

derived from the filing of Mar 19, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)

RAUM per advisor: $66.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 37derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.3MderivedHNW RAUM over HNW clients
Average account: $482,352derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.2derivedItem 5.A over advisors
Advisors per office: 10.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year: +19%derivedbetween the last two annual amendments
Advisor growth, one year: +6.9%derivedItem 5.B.3 between annual amendments
Client growth, one year: +2.1%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Financial planning clients: 1,000reportedItem 5.H
Custody: $750M, 484 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.7B84%
Individuals$280M14%
Charitable organizations$34.4M1.7%

Individual clients: 591reported
HNW clients: 514reported
Pension plan clients: n/areported
Charitable clients: 10reported
Accounts: 4,157reported
Financial planning clients: 1,000reported
Wrap fee programs: noreported
Custody of client assets: $750M for 484 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

30 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Patrick Daniel MoyneurCertified Financial Planner	Bloomington, Mn	Nov 12, 2010	39 y	0
Lawrence J. Becker	Bloomington, Mn	Dec 17, 2013	19 y	0
Richard Stephen Brown	Bonita Springs, Fl	Dec 17, 2013	30 y	1
John William Foster	Bloomington, Mn	Dec 17, 2013	29 y	0
Stacy Mae BiermaierCertified Financial Planner	Bloomington, Mn	Dec 20, 2013	16 y	0
Kimberlee Marie Brown	Bloomington, Mn	Jan 14, 2014	19 y	0
Carin Marguerite Lind Viertel	Bloomington, Mn	Jan 14, 2014	20 y	0
Lucas John TraxlerCertified Financial Planner	Bloomington, Mn	Jan 14, 2014	13 y	0
Christopher J. MastleyCertified Financial Planner	Bloomington, Mn	Jan 14, 2014	16 y	0
Marie Patricia Williams	Bloomington, Mn	Jan 22, 2014	19 y	0
Elise Marie Pederson HustonCertified Financial Planner	Bloomington, Mn	Dec 22, 2017	12 y	1
Corinn M Berken	Bloomington, Mn	Dec 22, 2018	13 y	0
Andrew J Buccanero	Bloomington, Mn	Oct 31, 2019	11 y	0
Noel Patrick SilkerCertified Financial Planner	Bloomington, Mn	Jun 25, 2020	15 y	2
Nicholas Aaron ScheibelCertified Financial Planner	Bloomington, Mn	Jun 30, 2020	10 y	0
Stephanie Jean RossiCertified Financial Planner	Bloomington, Mn	Nov 4, 2020	28 y	2
Haley Ann FreconCertified Financial Planner	Bloomington, Mn	Aug 6, 2021	11 y	1
Joshua Gerald Justin	Bloomington, Mn	Oct 1, 2021	12 y	0
Courtney Noelle Swayze	Bloomington, Mn	Oct 12, 2021	11 y	0
Westyn Micheal Bodell	Bloomington, Mn	Apr 19, 2022	10 y	0
Michael Neil BilottaChartered Financial Consultant	Bloomington, Mn	Nov 8, 2022	29 y	0
Jessica Ruth Seifert	Bloomington, Mn	Nov 16, 2022	14 y	4
Shelby Rae St Martin	Bloomington, Mn	Oct 3, 2023	10 y	1
Paul Daniel Scoles	Bloomington, Mn	Dec 6, 2023	10 y	2
John Paul Schlueter	Bloomington, Mn	May 13, 2024	11 y	0
Brendan James Doherty	Bloomington, Mn	Nov 21, 2024	10 y	0
Marquesen Dorothy Ryan	Bloomington, Mn	May 5, 2025	10 y	0
Bailey Marie NorbyCertified Financial Planner, Chartered Financial Consultant	Bloomington, Mn	Jul 9, 2025	12 y	1
Eva Christiana Wilson	Edina, Mn	Sep 26, 2025	12 y	0
Laura Rose HauptCertified Financial Planner	Bloomington, Mn	Jun 15, 2026	11 y	3

Advisor movement

2 left, 1 joined in 12 months

net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 6.7% of current headcount2 left over 36 months

Left, latest

Andrew James Truax to Curi Capital, LLC
May 22, 2026 · RIA to RIA
Mark Alan Rosenkranz to Bearing Point Capital
Mar 2, 2026 · RIA to RIA
David Alan Webb to Carlson Capital Management, LLC
May 1, 2023 · RIA to RIA
Derek Sean Ketcho to Cahill Financial Advisors, Inc.
Sep 26, 2022 · RIA to RIA
Michelle Channa Lach Gruber to Merriman
Jul 20, 2020 · RIA to RIA
Ashley Lynn Reiter to Grove Street Fiduciary, LLC
Jul 29, 2019 · RIA to RIA
Karli Marie Finney to Thrivent Investment Management Inc.
Jun 3, 2019 · RIA to affiliated broker-dealer or bank
Brian Clinton Resch to Midwest Professional Planners, Ltd.
Jul 24, 2017 · Other

Joined, latest

Laura Rose Haupt from Nepsis, Inc.
Jun 15, 2026 · RIA to RIA
Bailey Marie Norby from The Advocate Group, LLC
Jul 9, 2025 · RIA to RIA
Paul Daniel Scoles from Cetera Investment Advisers LLC
Dec 6, 2023 · Affiliated broker-dealer or bank to independent RIA
Shelby Rae St Martin from Bluestem Wealth Partners, LLC
Oct 3, 2023 · RIA to RIA
Mark Alan Rosenkranz from RBC Capital Markets, LLC
Apr 28, 2023 · Affiliated broker-dealer or bank to independent RIA
Jessica Ruth Seifert from Brighton Jones LLC
Nov 16, 2022 · RIA to RIA
Haley Ann Frecon from Ameriprise Financial Services, LLC
Aug 6, 2021 · Affiliated broker-dealer or bank to independent RIA
Stephanie Jean Rossi from Jfs Wealth Advisors, LLC
Nov 4, 2020 · Other
Noel Patrick Silker from Raymond James Financial Services Advisors, Inc
Jun 25, 2020 · Affiliated broker-dealer or bank to independent RIA
Ashley Lynn Reiter from Bgm Wealth Management
Feb 12, 2019 · RIA to RIA
Elise Marie Pederson Huston from All Star Financial Inc
Dec 22, 2017 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Marie Kimberlee Brown · President/Chief Compliance Officercontrol
since 04/2011 · owns less than 5%
Stephen Richard Brown · Chairman And C.E.O.control
since 08/1998 · owns less than 5%
Stephen Richard Brown · Shareholdercontrol
since 08/1998 · owns 75% or more of Jnba Financial Advisors Inc

Entity owners

Jnba Financial Holdings, LLC · Member
direct · owns 75% or more
Jnba Financial Advisors Inc · Member
indirect · owns 75% or more of Jnba Financial Holdings, LLC

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Bloomington, Mn · principal	30	2	2
Bonita Springs, Fl	2	0	0

Offices

Schedule D 1.F, the 25 largest

Duluth, MN1 employees
, 1 employees

What changed

consecutive filings, newest first

Accounts · 3,901 to 4,157
Mar 3, 2025 to Mar 19, 2026
Advisory employees · 29 to 31
Mar 3, 2025 to Mar 19, 2026
Charity clients · 9 to 10
Mar 3, 2025 to Mar 19, 2026
HNW clients · 445 to 514
Mar 3, 2025 to Mar 19, 2026
Individual clients · 637 to 591
Mar 3, 2025 to Mar 19, 2026
Assets in custody · $608M to $750M
Mar 3, 2025 to Mar 19, 2026
Employees · 34 to 36
Mar 3, 2025 to Mar 19, 2026
State-registered IARs · 29 to 31
Mar 3, 2025 to Mar 19, 2026
Discretionary RAUM · $1.7B to $2.0B
Mar 3, 2025 to Mar 19, 2026
HNW RAUM · $1.4B to $1.7B
Mar 3, 2025 to Mar 19, 2026
Individual RAUM · $282M to $280M
Mar 3, 2025 to Mar 19, 2026
RAUM · $1.7B to $2.0B
Mar 3, 2025 to Mar 19, 2026
Accounts · 3,685 to 3,901
Mar 27, 2024 to Mar 3, 2025
Advisory employees · 30 to 29
Mar 27, 2024 to Mar 3, 2025
Charity clients · 8 to 9
Mar 27, 2024 to Mar 3, 2025
HNW clients · 397 to 445
Mar 27, 2024 to Mar 3, 2025
Individual clients · 622 to 637
Mar 27, 2024 to Mar 3, 2025
Assets in custody · $552M to $608M
Mar 27, 2024 to Mar 3, 2025
Employees · 36 to 34
Mar 27, 2024 to Mar 3, 2025
Financial planning clients · More than 500 to More than 500
Mar 27, 2024 to Mar 3, 2025
Discretionary RAUM · $1.5B to $1.7B
Mar 27, 2024 to Mar 3, 2025
HNW RAUM · $1.2B to $1.4B
Mar 27, 2024 to Mar 3, 2025
Individual RAUM · $280M to $282M
Mar 27, 2024 to Mar 3, 2025
Pension RAUM · 3790504.0 to unset
Mar 27, 2024 to Mar 3, 2025
RAUM · $1.5B to $1.7B
Mar 27, 2024 to Mar 3, 2025
Accounts · 3,553 to 3,685
Nov 20, 2023 to Mar 22, 2024
Advisory employees · 26 to 30
Nov 20, 2023 to Mar 22, 2024
Charity clients · 7 to 8
Nov 20, 2023 to Mar 22, 2024
HNW clients · 339 to 397
Nov 20, 2023 to Mar 22, 2024
Individual clients · 683 to 622
Nov 20, 2023 to Mar 22, 2024
Assets in custody · $529M to $552M
Nov 20, 2023 to Mar 22, 2024
Employees · 32 to 36
Nov 20, 2023 to Mar 22, 2024
State-registered IARs · 26 to 29
Nov 20, 2023 to Mar 22, 2024
Discretionary RAUM · $1.3B to $1.5B
Nov 20, 2023 to Mar 22, 2024
HNW RAUM · $985M to $1.2B
Nov 20, 2023 to Mar 22, 2024
Individual RAUM · $291M to $280M
Nov 20, 2023 to Mar 22, 2024
Pension RAUM · $3.2M to $3.8M
Nov 20, 2023 to Mar 22, 2024
RAUM · $1.3B to $1.5B
Nov 20, 2023 to Mar 22, 2024
Accounts · 3,589 to 3,553
Nov 4, 2022 to Mar 20, 2023
HNW clients · 398 to 339
Nov 4, 2022 to Mar 20, 2023

Signals

5 dated events

Andrew James Truax left Jnba Financial Advisors, Llc for Curi Capital, Llc (registered 2026-08-11)
May 22, 2026 · Advisor changed firm · fact
Mark Alan Rosenkranz left Jnba Financial Advisors, Llc for Bearing Point Capital (registered 2026-04-03)
Mar 2, 2026 · Advisor changed firm · fact
David Alan Webb left Jnba Financial Advisors, Llc for Carlson Capital Management, Llc (registered 2023-10-05)
May 1, 2023 · Advisor changed firm · fact
Derek Sean Ketcho left Jnba Financial Advisors, Llc for Cahill Financial Advisors, Inc. (registered 2022-10-24)
Sep 26, 2022 · Advisor changed firm · fact
Jnba Financial Advisors Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Feb 10, 2021 · Succession (Item 4) · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 800-675-4793reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 218-249-0044reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 952-844-0995reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/jnba-financial-advisorsreportedpublic record, Form ADV, Sep 17, 2026
Website: JNBA.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 952-844-0995reportedpublic record, Form ADV, Mar 19, 2026
Team page: JNBA.COM/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $66.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026