DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Greg Straka

Advisor at CAPE INVESTMENT ADVISORY, INC.

MCDONOUGH, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:099c3fbf-ea38-bf77-12d2-a3308daddb0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPE INVESTMENT ADVISORY, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 2
Exams: S63|S65
First exam: Sep 15, 2025
First registration: Oct 3, 2011
Dual registered: yes, broker-dealer
Other names: GREG STRAKA|Gregory Terence Straka
IAPD individual key: 2573943

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPE INVESTMENT ADVISORY, INC.	Independent wealth	Jul 13, 2026	n/a	yes	MCDONOUGH, GA	Current employment
GLOBAL INVESTMENT ADVISORY	Independent wealth	Jun 24, 2026	n/a	yes	MCDONOUGH, GA	Current employment
MODERN CAPITAL MANAGEMENT, CO.	Asset manager	Sep 16, 2025	Jun 23, 2026	no	Charleston, SC	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Aug 16, 2018	Dec 31, 2020	no	SANDY SPRINGS, GA	Previous registration
MODERN CAPITAL ADVISORS, LLC	Independent wealth	Mar 30, 2016	Aug 2, 2018	no	ALPHARETTA, GA\|RALEIGH, NC	Previous registration
FINANCIAL CLARITY PARTNERS, LLC	n/a	Jun 15, 2015	Aug 12, 2017	no	PEACHTREE CORNERS, GA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 3, 2011	Aug 13, 2014	no	ATLANTA, GA\|Atlanta, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MODERN CAPITAL MANAGEMENT, CO.	GLOBAL INVESTMENT ADVISORY	Jun 23, 2026	Jun 24, 2026	1	Firm change	Other
ESI FINANCIAL ADVISORS	MODERN CAPITAL MANAGEMENT, CO.	Dec 31, 2020	Sep 16, 2025	1,720	Firm change after gap	Other
MODERN CAPITAL ADVISORS, LLC	ESI FINANCIAL ADVISORS	Aug 2, 2018	Aug 16, 2018	14	Firm change	RIA to ibd
FINANCIAL CLARITY PARTNERS, LLC	MODERN CAPITAL ADVISORS, LLC	Aug 12, 2017	Mar 30, 2016	-500	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	FINANCIAL CLARITY PARTNERS, LLC	Aug 13, 2014	Jun 15, 2015	306	Firm change	Other

Relationships

Registered with (7)

→ CAPE INVESTMENT ADVISORY, INC.Registered adviserregistration: current employment
Jul 13, 2026 to presentfactForm ADV
→ GLOBAL INVESTMENT ADVISORYRegistered adviserregistration: current employment
Jun 24, 2026 to presentfactForm ADV
→ MODERN CAPITAL MANAGEMENT, CO.Registered adviserregistration: previous registration
Sep 16, 2025 to Jun 23, 2026factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Aug 16, 2018 to Dec 31, 2020factForm ADV
→ MODERN CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 30, 2016 to Aug 2, 2018factForm ADV
→ FINANCIAL CLARITY PARTNERS, LLCRegistered adviserregistration: previous registration
Jun 15, 2015 to Aug 12, 2017factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 3, 2011 to Aug 13, 2014factForm ADV

Dated events

Occurred
Jun 23, 2026
Advisor changed firm
Greg Straka left Modern Capital Management, Co. for Global Investment Advisory (registered 2026-06-24)
Form ADVobserved 5 days ago