DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
Broadview Heights, OH | CLEVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | CLEVELAND, OH|Broadview Heights, OH | Current employment |
| V•••••• F•••••••• G••••• I••• | Independent wealth | Mar 2, 2021 | n/a | yes | CLEVELAND, OH | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• M••••••••• S••••••••• I••• | V•••••• F•••••••• G••••• I••• | Jul 1, 2021 | Mar 2, 2021 | -121 | Firm change after gap | RIA to RIA |
| W••••• S••••• S••••••••• I••• | F•••••••• M••••••••• S••••••••• I••• | Sep 3, 2013 | Jan 20, 2010 |
| F•••••••• M••••••••• S••••••••• I••• | Independent wealth | Jan 20, 2010 | Jul 1, 2021 | no | BROADVIEW HTS., OH | Previous registration |
| W••••• S••••• S••••••••• I••• | Former SEC adviser | Jan 5, 2010 | Sep 3, 2013 | no | VALLEY VIEW, OH | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 20, 2006 | Jan 6, 2010 | no | Westlake, OH | Previous registration |
| -1,322 |
| Firm change after gap |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | W••••• S••••• S••••••••• I••• | Jan 6, 2010 | Jan 5, 2010 | -1 | Firm change | Other |