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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Atlanta, GA | Arnold, MD | Columbia, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 10, 2022 | n/a | yes | Columbia, MD|Atlanta, GA|Arnold, MD | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jul 20, 2017 | May 4, 2020 | no | ROCKVILLE, MD | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 4, 2016 | Jul 19, 2017 | no | COLUMBIA, MD | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 17, 2004 | Aug 2, 2005 | no | ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | AMERIPRISE FINANCIAL SERVICES, LLC | May 4, 2020 | Jun 10, 2022 | 767 | Firm change after gap | Ibd to ibd |
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jul 19, 2017 | Jul 20, 2017 | 1 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Aug 2, 2005 | Apr 4, 2016 | 3,898 | Firm change after gap | Other |