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Reading the graph
Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
PEORIA, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Feb 16, 2023 | n/a | yes | PEORIA, IL | Current employment |
| MIDWESTERN SECURITIES TRADING CO.,LLC | Independent wealth | Jan 4, 2021 | Jan 3, 2023 | no | EAST PEORIA, IL|EAST PEORIA, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MIDWESTERN SECURITIES TRADING CO.,LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jan 3, 2023 | Feb 16, 2023 | 44 | Firm change | Other |