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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

MIDWESTERN SECURITIES TRADING CO.,LLC

MIDWESTERN SECURITIES TRADING COMPANY, LLC, CRD 101080

EAST PEORIA, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ef63dfd-4097-0f25-7778-507a4c881d66

Data as of Jun 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 105
Dated events: 22
On other graphs: 0
Observed: Apr 8, 2013 to Jun 24, 2026
80 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=44.0
Regulatory AUM: $2.0BItem 5.F on the latest filing (2026-06-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 51
RAUM per advisor: $38.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 105
Advisory employees: 43
Offices: 85Schedule D 1.F, beyond the principal office
Accounts: 11,847
Individual clients: 11,466
High net worth clients: 243
SEC number: 801-77948
CIK: 1095797
CRD: 101080
Filings on the tape: 80
First filed: Apr 8, 2013
Latest filed: Jun 24, 2026
Organised: Limited Liability Company, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 51

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL JOHN GRAHAM	n/a	Havana, IL \| Oglesby, IL \| GRIGGSVILLE, IL \| Sullivan, IL \| Maroa, IL \| ELMWOOD, IL \| MACKINAW, IL \| METAMORA, IL \| OREGON, IL \| Mt. Zion, IL \| PEORIA, IL \| MONMOUTH, IL \| GRAYVILLE, IL \| Bethany, IL \| WAYNE CITY, IL \| Niantic, IL \| Decatur, IL \| EUREKA, IL \| MT STERLING, IL \| Tremont, IL \| ST. LOUIS, MO \| EAST PEORIA, IL \| STERLING, IL \| Fairfield, IL \| Dalton City, IL \| ST LOUIS, MO \| TOULON, IL \| PITTSFIELD, IL \| Rockford, IL \| BREESE, IL \| PRINCEVILLE, IL \| Pontiac, IL \| MANCHESTER, MO \| HARVARD, IL	26	30	n/a	yes
JOSHUA ANDREW MILLER	Certified Financial Planner	TABLE GROVE, IL \| EAST PEORIA, IL	20	24	n/a	yes
JEFFREY ALAN SCHUMACHER	n/a	EUREKA, IL \| EAST PEORIA, IL \| METAMORA, IL	18	19	n/a	yes
BRIAN HOWARD CARD	n/a	PEORIA, IL \| EAST PEORIA, IL \| PRINCEVILLE, IL \| MACKINAW, IL	16	22	3	yes
MARK ALLEN GREGOR	Chartered Financial Consultant	ST. LOUIS, MO \| EAST PEORIA, IL \| ST LOUIS, MO	16	18	1	yes
CASSANDRA LEE TARABOLETTI	n/a	EAST PEORIA, IL	15	20	1	yes
ROBERT MATTHEW MINOR	n/a	PEARL CITY, IL \| STERLING, IL \| EAST PEORIA, IL \| MT CARROLL, IL	12	15	n/a	yes
ADAM BRADLEY CARLSON	n/a	MONMOUTH, IL \| Aledo, IL \| EAST PEORIA, IL \| GALESBURG, IL	12	18	n/a	yes
CODY DENNIS LEACH	Certified Financial Planner	Mackinaw, IL \| EAST PEORIA, IL \| Pontiac, IL	11	12	n/a	yes
TATE ROBERT HARTMAN	n/a	EAST PEORIA, IL \| Springfield, IL	11	11	n/a	yes
MICHAEL THOMAS VOGT	n/a	EAST PEORIA, IL \| EFFINGHAM, IL	10	11	n/a	yes
AHLDEN JAY HARMS	n/a	PAXTON, IL \| CISSNA PARK, IL \| EAST PEORIA, IL	9	10	n/a	yes
JASON FREDERICK STADSHOLT	n/a	EAST PEORIA, IL \| HAVANA, IL \| Havana, IL	9	24	2	yes
SCOTT MICHAEL FISHER	n/a	EAST PEORIA, IL	8	10	n/a	yes
ERIC MATTHEW GRANT	n/a	EAST PEORIA, IL \| GALESBURG, IL \| Aledo, IL \| MONMOUTH, IL	8	14	n/a	yes
MARC JONATHAN THEIEN	n/a	Rockford, IL \| OREGON, IL \| EAST PEORIA, IL \| HARVARD, IL	8	29	5	yes
Troy Daniel Martina	n/a	EAST PEORIA, IL	7	10	n/a	yes
LUKE HARL	n/a	Fairfield, IL \| EAST PEORIA, IL \| GRAYVILLE, IL \| WAYNE CITY, IL	6	10	n/a	yes
Michael Andrew Doublin	n/a	EAST PEORIA, IL	5	10	n/a	yes
MICHAEL D ENNEN	n/a	Centralia, IL \| Nashville, IL \| MARINE, IL \| GREENVILLE, IL \| HIGHLAND, IL \| EAST PEORIA, IL \| Irvington, IL	5	22	n/a	yes
ANDREW RICHARD REED	n/a	EAST PEORIA, IL \| Tallmadge, OH	5	10	n/a	yes
Nikolas Steven Adams	n/a	EAST PEORIA, IL	5	11	1	yes
NATHAN WILLIAM WHITE	n/a	Carthage, IL \| EAST PEORIA, IL \| BRADENTON, FL \| Davenport, IA \| Peoria, IL	5	25	n/a	yes
BRADY LEWIS HUBER	n/a	Centralia, IL \| GREENVILLE, IL \| Irvington, IL \| EAST PEORIA, IL \| Nashville, IL	4	10	n/a	yes
Eric Paul Benes	n/a	EAST PEORIA, IL \| Galva, IL \| RUSHVILLE, IL \| TOULON, IL \| MANCHESTER, MO \| Kewanee, IL \| ST LOUIS, MO	4	17	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GRAHAM, MICHAEL JOHN	CHIEF EXECUTIVE OFFICER/PRESIDENT	D	yes	12/1999	Jun 24, 2026	Jun 24, 2026
TARABOLETTI, CASSANDRA LEE	CHIEF OPERATIONS PRESIDENT	Na	no	08/2011	Jun 24, 2026	Jun 24, 2026
WHITE, NATHAN WILLIAM	CHIEF FINANCIAL OFFICER/CCO/VICE PRESIDENT	A	no	10/2004	Jun 24, 2026	Jun 24, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published; showing 30 of 71

City	State	Country	Employees	Also broker-dealer
Centralia	IL	United States	2	yes
Irvington	IL	United States	2	yes
Nashville	IL	United States	2	yes
Peoria	IL	United States	2	yes
Princeville	IL	United States	2	yes
Tremont	IL	United States	2	yes
Clinton	Ia	United States	1	yes
Bethany	IL	United States	1	yes
Catlin	IL	United States	1	yes
Catlin	IL	United States	1	yes
Champaign	IL	United States	1	yes
CISSNA PARK	IL	United States	1	yes
Decatur	IL	United States	1	yes
Dixon	IL	United States	1	yes
Effingham	IL	United States	1	yes
Elmwood	IL	United States	1	no
Eureka	IL	United States	1	yes
Fairfield	IL	United States	1	yes
Fisher	IL	United States	1	no
Galesburg	IL	United States	1	yes
Galva	IL	United States	1	yes
Grayville	IL	United States	1	yes
Greenville	IL	United States	1	yes
Greenville	IL	United States	1	yes
Griggsville	IL	United States	1	yes
Harvard	IL	United States	1	yes
Havana	IL	United States	1	yes
Highland	IL	United States	1	yes
Kewanee	IL	United States	1	yes
Mackinaw	IL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$2.0B	$1.1B	105	43	85	n/a	n/a
2024	Mar 31, 2025	$1.6B	$850M	104	41	76	n/a	n/a
2023	Mar 28, 2024	$1.3B	$616M	79	38	71	n/a	n/a
2022	Mar 30, 2023	$1.0B	$483M	60	37	56	n/a	n/a
2021	Mar 30, 2022	$1.1B	$358M	54	38	67	n/a	n/a
2020	Mar 18, 2021	$834M	$376M	53	29	67	n/a	n/a
2019	Mar 11, 2020	$699M	$336M	52	30	65	n/a	n/a
2018	Mar 14, 2019	$540M	$204M	59	39	66	n/a	n/a
2017	Feb 28, 2018	$417M	$175M	49	37	51	n/a	n/a
2016	Feb 16, 2017	$324M	$141M	55	34	n/a	n/a	n/a
2015	Mar 17, 2016	$247M	$85.0M	50	36	n/a	n/a	n/a
2014	Jan 2, 2015	$183M	$39.0M	49	36	n/a	n/a	n/a
2013	Jan 2, 2014	$153M	$12.0M	35	30	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	5.9%	0	1	0	4	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$1.6B	22.0%	$1.0B	25.2%	105	104	85	76

Relationships

showing 80 of 105

Registered with (77)

← Jason Robert MusgraveAdvisorregistration: current employment
Aug 6, 2026 to presentfactForm ADV
← Harrisen Lee HarmsAdvisorregistration: current employment
Jul 16, 2026 to presentfactForm ADV
← Drew Thomas RowleyAdvisorregistration: current employment
Jul 7, 2026 to presentfactForm ADV
← Sean Nicholas BaldwinAdvisorregistration: current employment
Apr 13, 2026 to presentfactForm ADV
← MONICA ANN VINSONAdvisorregistration: current employment
Dec 12, 2025 to presentfactForm ADV
← Griffin Rielly KliewerAdvisorregistration: current employment
Oct 22, 2025 to presentfactForm ADV
← Nicholas Murphy KuhlmanAdvisorregistration: current employment
Oct 9, 2025 to presentfactForm ADV
← Connor Thomas ReinarmanAdvisorregistration: current employment
Sep 25, 2025 to presentfactForm ADV
← Erin Lea HackbartAdvisorregistration: current employment
Aug 13, 2025 to presentfactForm ADV
← Luke Emerson CorriganAdvisorregistration: current employment
May 23, 2025 to presentfactForm ADV
← Trace Robert GoldAdvisorregistration: current employment
Mar 7, 2025 to presentfactForm ADV
← Ian Randal TimmermannAdvisorregistration: current employment
Feb 18, 2025 to presentfactForm ADV
← KENDALL MICHAEL COXAdvisorregistration: current employment
Nov 29, 2024 to presentfactForm ADV
← Tirzah Toni Alvelda RenkesAdvisorregistration: current employment
Oct 24, 2024 to presentfactForm ADV
← JOHN PAUL FIERSTAdvisorregistration: current employment
Sep 24, 2024 to presentfactForm ADV
← Emily Lynn BruingtonAdvisorregistration: current employment
Sep 18, 2024 to presentfactForm ADV
← Nathaniel MayesAdvisorregistration: current employment
Aug 19, 2024 to presentfactForm ADV
← Winfield Samuel EllisAdvisorregistration: current employment
Jul 12, 2024 to presentfactForm ADV
← DANA BRANDL TUPPERAdvisorregistration: current employment
Jun 28, 2024 to presentfactForm ADV
← Anne Elizabeth SchuttAdvisorregistration: current employment
Jan 25, 2024 to presentfactForm ADV
← Joshua William JanssenAdvisorregistration: current employment
Jan 2, 2024 to presentfactForm ADV
← MARK ANTHONY MONTES DE OCAAdvisorregistration: current employment
Jun 28, 2023 to presentfactForm ADV
← Melody Lea TerrellAdvisorregistration: current employment
May 25, 2023 to presentfactForm ADV
← Josiah Eugene SpringerAdvisorregistration: current employment
Jan 5, 2023 to presentfactForm ADV
← Sarah Ann GritzmacherAdvisorregistration: current employment
Aug 2, 2022 to presentfactForm ADV
← Elizabeth M WhiteAdvisorregistration: current employment
Jun 9, 2022 to presentfactForm ADV
← Eric Paul BenesAdvisorregistration: current employment
Mar 8, 2022 to presentfactForm ADV
← BRADY LEWIS HUBERAdvisorregistration: current employment
Nov 3, 2021 to presentfactForm ADV
← NATHAN WILLIAM WHITEAdvisorregistration: current employment
Aug 25, 2021 to presentfactForm ADV
← Nikolas Steven AdamsAdvisorregistration: current employment
Aug 12, 2021 to presentfactForm ADV
and 47 more

Controls (1)

← GRAHAM, MICHAEL JOHNOwnerCHIEF EXECUTIVE OFFICER/PRESIDENT, ownership code D, individual
Apr 8, 2013 to Nov 19, 2024factForm ADV

Owns (2)

← WHITE, NATHAN WILLIAMOwnerCHIEF FINANCIAL OFFICER/CCO/VICE PRESIDENT, ownership code A, individual
Apr 8, 2013 to Nov 19, 2024factForm ADV
← TARABOLETTI, CASSANDRA LEEOwnerCHIEF OPERATIONS OFFICER/2ND VICE PRESIDENT, ownership code NA, individual
Apr 8, 2013 to Nov 19, 2024factForm ADV

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 9, 2026
Advisor changed firm
Alexis Trotter left Midwestern Securities Trading Co.,Llc for Ausdal Financial Partners, Inc. (registered 2026-09-15)
Form ADVobserved 2 days ago
Occurred
Nov 18, 2025
Advisor changed firm
Thomas Cahill left Midwestern Securities Trading Co.,Llc for Lpl Financial Llc (registered 2026-06-23)
Form ADVobserved 3 days ago
Occurred
Oct 22, 2025
Advisor changed firm
Danielle Nichole Delong left Midwestern Securities Trading Co.,Llc for Cetera Investment Advisers Llc (registered 2025-11-13)
Form ADVobserved 3 days ago
Occurred
Jul 30, 2025
Advisor changed firm
Cullen Miles Pope left Midwestern Securities Trading Co.,Llc for Ameriprise Financial Services, Llc (registered 2025-07-25)
Form ADVobserved 3 days ago
Occurred
Apr 29, 2025
Advisor changed firm
Braden Michael Dietz left Midwestern Securities Trading Co.,Llc for Principal Securities, Inc. (registered 2025-06-23)
Form ADVobserved 3 days ago
Occurred
Mar 31, 2025
Regulatory AUM changed
Midwestern Securities Trading Co.,Llc reported RAUM $1.6B, up 29% from $1.3B (2024-11-19 to 2025-03-31)
Form ADVobserved 3 days ago
$364M
Occurred
Oct 11, 2023
Advisor changed firm
Matthew Geoffrey Buetow left Midwestern Securities Trading Co.,Llc for Pnc Wealth Management (registered 2023-10-19)
Form ADVobserved 3 days ago
Occurred
Sep 15, 2023
Advisor changed firm
Tira Lee Clement left Midwestern Securities Trading Co.,Llc for Esi Financial Advisors (registered 2023-10-09)
Form ADVobserved 3 days ago
Occurred
Jul 5, 2023
Advisor changed firm
Cody Hester left Midwestern Securities Trading Co.,Llc for J.P. Morgan Securities Llc (registered 2023-08-04)
Form ADVobserved 3 days ago
Occurred
Jul 5, 2023
Advisor changed firm
Anthony Joseph Sharp left Midwestern Securities Trading Co.,Llc for Edward Jones (registered 2023-08-04)
Form ADVobserved 3 days ago
Occurred
Jan 3, 2023
Advisor changed firm
Michael Ryan Dewalt left Midwestern Securities Trading Co.,Llc for Northwestern Mutual Investment Services,Llc (registered 2023-02-16)
Form ADVobserved 3 days ago
Occurred
Jul 28, 2022
Advisor changed firm
Concetta Maria Siciliano left Midwestern Securities Trading Co.,Llc for Ameriprise Financial Services, Llc (registered 2022-08-10)
Form ADVobserved 3 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Midwestern Securities Trading Co.,Llc reported RAUM $1.1B, up 27% from $834.0M (2021-09-29 to 2022-03-30)
Form ADVobserved 3 days ago
$229M
Occurred
Mar 11, 2020
Regulatory AUM changed
Midwestern Securities Trading Co.,Llc reported RAUM $699.0M, up 29% from $540.1M (2019-12-23 to 2020-03-11)
Form ADVobserved 3 days ago
$159M
Occurred
Mar 14, 2019
Regulatory AUM changed
Midwestern Securities Trading Co.,Llc reported RAUM $540.1M, up 30% from $417.0M (2019-02-25 to 2019-03-14)
Form ADVobserved 3 days ago
$123M
Occurred
Apr 8, 2013
First Form ADV filing
Midwestern Securities Trading Co.,Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Show 6 bookkeeping events

First seen by DFX
Sep 16, 2026
date not stated
Erin Lea Hackbart no longer holds an investment adviser registration (last listed at Midwestern Securities Trading Co.,Llc on the 2026-09-15 feed)
Occurred
Mar 30, 2026
Midwestern Securities Trading Co.,Llc reported 85 offices beyond its principal office, up from 76 (2026-02-23 to 2026-03-30)
Occurred
Mar 31, 2025
Midwestern Securities Trading Co.,Llc reported 76 offices beyond its principal office, up from 71 (2024-11-19 to 2025-03-31)
Occurred
Mar 28, 2024
Midwestern Securities Trading Co.,Llc reported 71 offices beyond its principal office, up from 56 (2024-02-15 to 2024-03-28)
Occurred
Mar 30, 2023
Midwestern Securities Trading Co.,Llc reported 56 offices beyond its principal office, down from 67 (2022-12-21 to 2023-03-30)
Occurred
Mar 14, 2019
Midwestern Securities Trading Co.,Llc reported 66 offices beyond its principal office, up from 51 (2019-02-25 to 2019-03-14)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ef63dfd-4097-0f25-7778-507a4c881d66
First observed: Apr 8, 2013
Last observed: Jun 24, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MIDWESTERN SECURITIES TRADING CO.,LLC

MIDWESTERN SECURITIES TRADING COMPANY, LLC, CRD 101080

EAST PEORIA, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ef63dfd-4097-0f25-7778-507a4c881d66

Data as of Jun 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL JOHN GRAHAM

n/a

n/a

yes

JOSHUA ANDREW MILLER

Certified Financial Planner

TABLE GROVE, IL | EAST PEORIA, IL

n/a

yes

JEFFREY ALAN SCHUMACHER

n/a

EUREKA, IL | EAST PEORIA, IL | METAMORA, IL

n/a

yes

BRIAN HOWARD CARD

n/a

PEORIA, IL | EAST PEORIA, IL | PRINCEVILLE, IL | MACKINAW, IL

yes

MARK ALLEN GREGOR

Chartered Financial Consultant

ST. LOUIS, MO | EAST PEORIA, IL | ST LOUIS, MO

yes

CASSANDRA LEE TARABOLETTI

n/a

EAST PEORIA, IL

yes

ROBERT MATTHEW MINOR

n/a

PEARL CITY, IL | STERLING, IL | EAST PEORIA, IL | MT CARROLL, IL

n/a

yes

ADAM BRADLEY CARLSON

n/a

MONMOUTH, IL | Aledo, IL | EAST PEORIA, IL | GALESBURG, IL

n/a

yes

CODY DENNIS LEACH

Certified Financial Planner

Mackinaw, IL | EAST PEORIA, IL | Pontiac, IL

n/a

yes

TATE ROBERT HARTMAN

n/a

EAST PEORIA, IL | Springfield, IL

n/a

yes

MICHAEL THOMAS VOGT

n/a

EAST PEORIA, IL | EFFINGHAM, IL

n/a

yes

AHLDEN JAY HARMS

n/a

PAXTON, IL | CISSNA PARK, IL | EAST PEORIA, IL

n/a

yes

JASON FREDERICK STADSHOLT

n/a

EAST PEORIA, IL | HAVANA, IL | Havana, IL

yes

SCOTT MICHAEL FISHER

n/a

EAST PEORIA, IL

n/a

yes

ERIC MATTHEW GRANT

n/a

EAST PEORIA, IL | GALESBURG, IL | Aledo, IL | MONMOUTH, IL

n/a

yes

MARC JONATHAN THEIEN

n/a

Rockford, IL | OREGON, IL | EAST PEORIA, IL | HARVARD, IL

yes

Troy Daniel Martina

n/a

EAST PEORIA, IL

n/a

yes

LUKE HARL

n/a

Fairfield, IL | EAST PEORIA, IL | GRAYVILLE, IL | WAYNE CITY, IL

n/a

yes

Michael Andrew Doublin

n/a

EAST PEORIA, IL

n/a

yes

MICHAEL D ENNEN

n/a

n/a

yes

ANDREW RICHARD REED

n/a

EAST PEORIA, IL | Tallmadge, OH

n/a

yes

Nikolas Steven Adams

n/a

EAST PEORIA, IL

yes

NATHAN WILLIAM WHITE

n/a

Carthage, IL | EAST PEORIA, IL | BRADENTON, FL | Davenport, IA | Peoria, IL

n/a

yes

BRADY LEWIS HUBER

n/a

Centralia, IL | GREENVILLE, IL | Irvington, IL | EAST PEORIA, IL | Nashville, IL

n/a

yes

Eric Paul Benes

n/a

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GRAHAM, MICHAEL JOHN

CHIEF EXECUTIVE OFFICER/PRESIDENT

yes

12/1999

Jun 24, 2026

TARABOLETTI, CASSANDRA LEE

CHIEF OPERATIONS PRESIDENT

08/2011

Jun 24, 2026

WHITE, NATHAN WILLIAM

CHIEF FINANCIAL OFFICER/CCO/VICE PRESIDENT

10/2004

Jun 24, 2026

City

State

Country

Employees

Also broker-dealer

Centralia

United States

yes

Irvington

United States

yes

Nashville

United States

yes

Peoria

United States

yes

Princeville

United States

yes

Tremont

United States

yes

Clinton

United States

yes

Bethany

United States

yes

Catlin

United States

yes

Catlin

United States

yes

Champaign

United States

yes

CISSNA PARK

United States

yes

Decatur

United States

yes

Dixon

United States

yes

Effingham

United States

yes

Elmwood

United States

Eureka

United States

yes

Fairfield

United States

yes

Fisher

United States

Galesburg

United States

yes

Galva

United States

yes

Grayville

United States

yes

Greenville

United States

yes

Greenville

United States

yes

Griggsville

United States

yes

Harvard

United States

yes

Havana

United States

yes

Highland

United States

yes

Kewanee

United States

yes

Mackinaw

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$2.0B

$1.1B

105

n/a

2024

Mar 31, 2025

$1.6B

$850M

104

n/a

2023

Mar 28, 2024

$1.3B

$616M

n/a

2022

Mar 30, 2023

$1.0B

$483M

n/a

2021

Mar 30, 2022

$1.1B

$358M

n/a

2020

Mar 18, 2021

$834M

$376M

n/a

2019

Mar 11, 2020

$699M

$336M

n/a

2018

Mar 14, 2019

$540M

$204M

n/a

2017

Feb 28, 2018

$417M

$175M

n/a

2016

Feb 16, 2017

$324M

$141M

n/a

2015

Mar 17, 2016

$247M

$85.0M

n/a

2014

Jan 2, 2015

$183M

$39.0M

n/a

2013

Jan 2, 2014

$153M

$12.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

5.9%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.0B

$1.6B

22.0%

$1.0B

25.2%

105

104