DFX Intelligence

J••••••• A••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor43 years in industry

J••••••• A••••• R•••••••

Advisor at R•••••••• O••••••••• C••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:09aafcaf-180f-9bea-d97f-a401f458b48c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• O••••••••• C••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 20, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• O••••••••• C••••••• L••	Asset manager	Apr 25, 2016	n/a	yes	DALLAS, TX	Current employment
D••••• H••• G•••••• I•••	n/a	Jul 20, 2005	May 25, 2010	no	AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• H••• G•••••• I•••	R•••••••• O••••••••• C••••••• L••	May 25, 2010	Apr 25, 2016	2,162	Firm change after gap	Other
D••••• H••• F••• M•••••••••	D••••• H••• G•••••• I•••	Dec 2, 2005	Jul 20, 2005

Relationships

Registered with (3)

→ R•••••••• O••••••••• C••••••• L••Registered adviserregistration: current employment
Apr 25, 2016 to presentfactForm ADV
→ D••••• H••• G•••••• I•••Registered adviserregistration: previous registration
Jul 20, 2005 to May 25, 2010factForm ADV
→ D••••• H••• F••• M•••••••••Registered adviserregistration: previous registration
Mar 10, 2005 to Dec 2, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09aafcaf-180f-9bea-d97f-a401f458b48c
First observed: Mar 10, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.