DFX Intelligence
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Registered advisor
J••••••• A••••• R•••••••
Feed of 09/14/2026
At current firm
10 y
since Apr 25, 2016
In the industry
43 y
since Oct 20, 1982 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••••• O••••••••• C••••••• L•• asset manager currentsince Apr 25, 2016 · Dallas, Tx
- D••••• H••• G•••••• I••• unclassifiedJul 20, 2005 to May 25, 2010 · Austin, Tx
- D••••• H••• F••• M••••••••• unclassifiedMar 10, 2005 to Dec 2, 2005 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- D••••• H••• G•••••• I••• to R•••••••• O••••••••• C••••••• L••left May 25, 2010, registered Apr 25, 2016 (2162 days) · Other
- D••••• H••• F••• M••••••••• to D••••• H••• G•••••• I•••left Dec 2, 2005, registered Jul 20, 2005 (-135 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address