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RIA / WealthAdvisor14 years in industry

Christopher John Cummock

Advisor at PARALLEL ADVISORS, LLC

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:09b8ee7a-fbea-094b-35f5-076fe87c6aef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 31, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARALLEL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 10, 2020
First registration: Mar 31, 2020
Dual registered: no
Other names: Chris Cummock|Christopher Cummock
IAPD individual key: 6820380

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARALLEL ADVISORS, LLC	Independent wealth	Dec 6, 2024	n/a	yes	SAN FRANCISCO, CA	Current employment
O'DONNELL FINANCIAL SERVICES, LLC	Independent wealth	May 28, 2024	Jun 17, 2024	no	SAN RAFAEL, CA	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	May 3, 2024	Jun 17, 2024	no	San Rafael, CA\|SAUSALITO, CA\|SAN DIEGO, CA	Previous registration
MC AUREATE	n/a	Jun 16, 2021	Oct 22, 2023	no	HEALDSBERG, CA	Previous registration
TAMALPAIS ASSET MANAGEMENT	Independent wealth	Mar 31, 2020	Jun 18, 2021	no	LARKSPUR, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O'DONNELL FINANCIAL SERVICES, LLC	PARALLEL ADVISORS, LLC	Jun 17, 2024	Dec 6, 2024	172	Firm change	RIA to RIA
INDEPENDENT FINANCIAL GROUP, LLC	O'DONNELL FINANCIAL SERVICES, LLC	Jun 17, 2024	May 28, 2024	-20	Firm change	Ibd to RIA
MC AUREATE	INDEPENDENT FINANCIAL GROUP, LLC	Oct 22, 2023	May 3, 2024	194	Firm change	Other
TAMALPAIS ASSET MANAGEMENT	MC AUREATE	Jun 18, 2021	Jun 16, 2021	-2	Firm change	Other

Relationships

Registered with (5)

→ PARALLEL ADVISORS, LLCRegistered adviserregistration: current employment
Dec 6, 2024 to presentfactForm ADV
→ O'DONNELL FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 28, 2024 to Jun 17, 2024factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
May 3, 2024 to Jun 17, 2024factForm ADV
→ MC AUREATERegistered adviserregistration: previous registration
Jun 16, 2021 to Oct 22, 2023factForm ADV
→ TAMALPAIS ASSET MANAGEMENTRegistered adviserregistration: previous registration
Mar 31, 2020 to Jun 18, 2021factForm ADV

Dated events

Occurred
Jun 17, 2024
Advisor changed firm
Christopher John Cummock left O'Donnell Financial Services, Llc for Parallel Advisors, Llc (registered 2024-12-06)
Form ADVobserved 6 days ago
Occurred
Jun 17, 2024
Advisor changed firm
Christopher John Cummock left Independent Financial Group, Llc for O'Donnell Financial Services, Llc (registered 2024-05-28)
Form ADVobserved 6 days ago
Occurred
Oct 22, 2023
Advisor changed firm
Christopher John Cummock left Mc Aureate for Independent Financial Group, Llc (registered 2024-05-03)
Form ADVobserved 6 days ago