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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

O'DONNELL FINANCIAL SERVICES, LLC

CRD 172520

SAN RAFAEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e2e250dc-1548-72c6-a231-73fbf3bfa1c2

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: May 26, 2017 to Mar 26, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $427MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $411M
Private client RAUM: $425MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $71.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 999
Individual clients: 901
High net worth clients: 94
Custody, client assets: $231M
SEC number: 801-110717
CIK: 1730962
CRD: 172520
Filings on the tape: 29
First filed: May 26, 2017
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GREGORY CHARLES O'DONNELL	n/a	SAN JOSE, CA \| WALNUT CREEK, CA \| San Rafael, CA \| SAN RAFAEL, CA	11	30	5	yes
TROY COLLINS COPELAND	n/a	SAN RAFAEL, CA	11	23	4	yes
MICHAEL DEAN NAKANO	n/a	San Rafael, CA \| SAN RAFAEL, CA \| WALNUT CREEK, CA \| SAN JOSE, CA	7	32	3	yes
KYLE JORDAN LADD	n/a	SAN RAFAEL, CA	0	14	10	yes
Spencer William ODonnell	n/a	SAN RAFAEL, CA	0	12	n/a	yes
Beth Verdekal	n/a	SAN RAFAEL, CA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O'DONNELL, GREGORY, CHARLES	MANAGING MEMBER & INVESTMENT ADVISER	E	yes	01/2015	May 26, 2017	Jul 22, 2024
KASELIONIS, KIMBERLY, ALYSON	CHIEF COMPLIANCE OFFICER	Na	no	07/2022	Aug 8, 2022	Jul 22, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN JOSE	CA	United States	2	yes
WALNUT CREEK	CA	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$427M	$411M	12	4	2	n/a	n/a
2024	Mar 25, 2025	$343M	$329M	9	4	2	n/a	n/a
2023	Mar 20, 2024	$295M	$290M	5	2	2	n/a	n/a
2022	Mar 27, 2023	$258M	$238M	6	4	2	n/a	n/a
2021	Mar 8, 2022	$302M	$285M	5	5	2	n/a	n/a
2020	Mar 19, 2021	$217M	$202M	8	5	2	n/a	n/a
2019	Mar 11, 2020	$169M	$157M	8	5	2	n/a	n/a
2018	Mar 5, 2019	$134M	$134M	14	4	2	n/a	n/a
2017	Jan 12, 2018	$121M	$121M	4	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$427M	$343M	24.5%	$258M	18.3%	12	9	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SECURITIES AMERICA ADVISORS, INC.	2	Nov 16, 2015	Aug 11, 2015	SAN RAFAEL, CA	Team lift out	Other	0.2%

Relationships

Registered with (10)

← Beth VerdekalAdvisorregistration: current employment
Nov 7, 2025 to presentfactForm ADV
← KYLE JORDAN LADDAdvisorregistration: previous registration
Jan 12, 2016 to May 19, 2017factForm ADV
← Spencer William ODonnellAdvisorregistration: current employment
Oct 16, 2025 to presentfactForm ADV
← MICHAEL DEAN NAKANOAdvisorregistration: current employment
Oct 26, 2018 to presentfactForm ADV
← TROY COLLINS COPELANDAdvisorregistration: current employment
Aug 11, 2015 to presentfactForm ADV
← GREGORY CHARLES O'DONNELLAdvisorregistration: current employment
Mar 19, 2015 to presentfactForm ADV
← Christopher John CummockAdvisorregistration: previous registration
May 28, 2024 to Jun 17, 2024factForm ADV
← LISA ANN GALLOAdvisorregistration: previous registration
Oct 25, 2018 to Feb 22, 2024factForm ADV
← Michael PowellAdvisorregistration: previous registration
Jan 3, 2020 to Jan 6, 2022factForm ADV
← STEPHEN ERNEST MANTZOURISAdvisorregistration: previous registration
Nov 29, 2017 to May 7, 2019factForm ADV

Owns (1)

← KASELIONIS, KIMBERLY, ALYSONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 8, 2022 to Jul 22, 2024factForm ADV

Controls (1)

← O'DONNELL, GREGORY, CHARLESOwnerMANAGING MEMBER & INVESTMENT ADVISER, ownership code E, individual
May 26, 2017 to Jul 22, 2024factForm ADV

Moved with (1)

← SECURITIES AMERICA ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Nov 16, 2015 to Aug 11, 2015factForm ADV

Dated events

Occurred
Jun 17, 2024
Advisor changed firm
Christopher John Cummock left O'Donnell Financial Services, Llc for Parallel Advisors, Llc (registered 2024-12-06)
Form ADVobserved 4 days ago
Occurred
Feb 22, 2024
Advisor changed firm
Lisa Ann Gallo left O'Donnell Financial Services, Llc for Independent Financial Group, Llc (registered 2023-12-15)
Form ADVobserved 4 days ago
Occurred
Jan 6, 2022
Advisor changed firm
Michael Powell left O'Donnell Financial Services, Llc for Independent Financial Group, Llc (registered 2020-01-10)
Form ADVobserved 4 days ago
Occurred
May 26, 2017
First Form ADV filing
O'Donnell Financial Services, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2e250dc-1548-72c6-a231-73fbf3bfa1c2
First observed: May 26, 2017
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

O'DONNELL FINANCIAL SERVICES, LLC

CRD 172520

SAN RAFAEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e2e250dc-1548-72c6-a231-73fbf3bfa1c2

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GREGORY CHARLES O'DONNELL

n/a

SAN JOSE, CA | WALNUT CREEK, CA | San Rafael, CA | SAN RAFAEL, CA

yes

TROY COLLINS COPELAND

n/a

SAN RAFAEL, CA

yes

MICHAEL DEAN NAKANO

n/a

San Rafael, CA | SAN RAFAEL, CA | WALNUT CREEK, CA | SAN JOSE, CA

yes

KYLE JORDAN LADD

n/a

SAN RAFAEL, CA

yes

Spencer William ODonnell

n/a

SAN RAFAEL, CA

n/a

yes

Beth Verdekal

n/a

SAN RAFAEL, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

O'DONNELL, GREGORY, CHARLES

MANAGING MEMBER & INVESTMENT ADVISER

yes

01/2015

May 26, 2017

Jul 22, 2024

KASELIONIS, KIMBERLY, ALYSON

CHIEF COMPLIANCE OFFICER

07/2022

Aug 8, 2022

Jul 22, 2024

City

State

Country

Employees

Also broker-dealer

SAN JOSE

United States

yes

WALNUT CREEK

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$427M

$411M

n/a

2024

Mar 25, 2025

$343M

$329M

n/a

2023

Mar 20, 2024

$295M

$290M

n/a

2022

Mar 27, 2023

$258M

$238M

n/a

2021

Mar 8, 2022

$302M

$285M

n/a

2020

Mar 19, 2021

$217M

$202M

n/a

2019

Mar 11, 2020

$169M

$157M

n/a

2018

Mar 5, 2019

$134M

n/a

2017

Jan 12, 2018

$121M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$427M

$343M

24.5%

$258M

18.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SECURITIES AMERICA ADVISORS, INC.

Nov 16, 2015

Aug 11, 2015

SAN RAFAEL, CA

Team lift out

Other

0.2%