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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Alan Jardeleza

Advisor at ALAN & COMPANY, LLC

WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:09bdfe99-b784-e343-5418-4b8f7fd64d9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 12, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALAN & COMPANY, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 20, 2005
First registration: Jan 12, 2001
Dual registered: yes, broker-dealer
Other names: ALAN ROGER JARDELEZA|ALAN JARDELEZA|ALAN R JARDELEZA
IAPD individual key: 3011932

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALAN & COMPANY, LLC	State registered	Jun 17, 2026	n/a	yes	WEST PALM BEACH, FL	Current employment
LYONS WEALTH MANAGEMENT	Independent wealth	Apr 2, 2026	Jun 12, 2026	no	Palm Beach, FL\|WINTER PARK, FL	Previous registration
LYONS WEALTH MANAGEMENT	Independent wealth	Jun 12, 2019	Dec 31, 2025	no	WINTER PARK, FL	Previous registration
LYONS WEALTH MANAGEMENT	Independent wealth	Jun 12, 2019	Dec 31, 2020	no	Palm Beach, FL\|WINTER PARK, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 6, 2012	Dec 19, 2018	no	PALM BEACH, FL\|WELLINGTON, FL\|WELLINGTON, FL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jan 12, 2001	Jan 9, 2003	no	STUART, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LYONS WEALTH MANAGEMENT	ALAN & COMPANY, LLC	Jun 12, 2026	Jun 17, 2026	5	Firm change	RIA to state RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LYONS WEALTH MANAGEMENT	Dec 19, 2018	Jun 12, 2019	175	Firm change	Wirehouse to RIA
PRUDENTIAL EQUITY GROUP, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 9, 2003	Mar 6, 2012	3,344	Firm change after gap	Other

Relationships

Registered with (4)

→ ALAN & COMPANY, LLCRegistered adviserregistration: current employment
Jun 17, 2026 to presentfactForm ADV
→ LYONS WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 2, 2026 to Jun 12, 2026factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 6, 2012 to Dec 19, 2018factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jan 12, 2001 to Jan 9, 2003factForm ADV

Dated events

Occurred
Jun 12, 2026
Advisor changed firm
Alan Jardeleza left Lyons Wealth Management for Alan & Company, Llc (registered 2026-06-17)
Form ADVobserved 6 days ago