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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Phyllis Ann Achor

Advisor at STEPHENS

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:09d7ddc4-f5ce-9113-7900-9f454ae4e2b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEPHENS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 11, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 11, 1998
First registration: Nov 28, 2006
Dual registered: yes, broker-dealer
Other names: PHYLLIS ANN MATTHEWS
IAPD individual key: 1465724

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Stephens	Bd affiliated wealth	Jan 22, 2026	n/a	yes	LITTLE ROCK, AR	Current employment
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Jun 8, 2010	Aug 26, 2025	no	Little Rock, AR\|Tulsa, OK	Previous registration
SWBC INVESTMENT COMPANY	Independent wealth	Aug 28, 2009	Mar 17, 2010	no	SAN ANTONIO, TX	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Nov 28, 2006	Nov 6, 2009	no	LITTLE ROCK, AR\|LITTLE ROCK, AR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BOK FINANCIAL ADVISORS	Stephens	Aug 26, 2025	Jan 22, 2026	149	Firm change	Ibd to ibd
SWBC INVESTMENT COMPANY	BOK FINANCIAL ADVISORS	Mar 17, 2010	Jun 8, 2010	83	Firm change	Other
NFP ADVISOR SERVICES, LLC	SWBC INVESTMENT COMPANY	Nov 6, 2009	Aug 28, 2009	-70	Firm change after gap	Other

Relationships

Registered with (4)

→ STEPHENSRegistered adviserregistration: current employment
Jan 22, 2026 to presentfactForm ADV
→ BOK FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jun 8, 2010 to Aug 26, 2025factForm ADV
→ SWBC INVESTMENT COMPANYRegistered adviserregistration: previous registration
Aug 28, 2009 to Mar 17, 2010factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Nov 28, 2006 to Nov 6, 2009factForm ADV

Dated events

Occurred
Aug 26, 2025
Advisor changed firm
Phyllis Ann Achor left Bok Financial Advisors for Stephens (registered 2026-01-22)
Form ADVobserved 4 days ago