DFX Intelligence

B•• F•••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 1b 10b

B•• F•••••••• A•••••••

B•• F•••••••• S•••••••••, INC., CRD 17530

TULSA, OK

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Search this name across graphsid dfx:ria:464014af-6ad5-d872-740e-79c28a5260d6

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 346
Dated events: 40
On other graphs: 1
Observed: Mar 30, 2012 to Mar 31, 2026
68 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•• F•••••••• A•••••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=140.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $520M
Private client RAUM: $1.0Bderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 140
RAUM per advisor

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••• B•••••• G•••••	n/a	Oklahoma City, OK \| Tulsa, OK	29	40	n/a	yes
J••• K•••••• H•••	n/a	Tulsa, OK	29	31

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••• P•••••• E••••• L•••••• P•••••••••	Private Equity Fund	$5.0M	Mar 26, 2018	89	Mar 30, 2012	dropped	021-54021
B••• P•••••• E••••• L•••••• P••••••••• I•	Private Equity Fund	$15,000

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••• B•••• A•••	President	Na	yes	04/2012	Mar 31, 2026	Mar 31, 2026
D•••••• C•••••••• J•••••	CFO/FINOP	Na	yes	08/2023	Mar 31, 2026	Mar 31, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• H••• I••••••••• M••••••••• I•••	n/a	Other adviser	$15B	N	yes	n/a
B•• F•••••••• P•••••• W•••••• I•••	n/a	Independent wealth	$3.7B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Tulsa	Ok	United States	28	yes
OKLAHOMA CITY	Ok	United States	21	yes
Tulsa	Ok	United States	11	yes
Tulsa	Ok	United States	8	yes
LITTLE ROCK	Ar	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
9	5	4	3.6%	1	1	0	33	19

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$836M	26.6%	$739M	12.7%	165	165	114	113

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••• S••••••	2	Oct 12, 2022	Oct 24, 2022	TULSA, OK	Team lift out	Ibd to wirehouse	2.0%
R••••• W• B•••• • C•• I•••••••••	2	Dec 16, 2020	Dec 16, 2020

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	2	Jun 10, 2025	Nov 4, 2025	AUSTIN, TX	Team lift out	Wirehouse to ibd	0.0%

Relationships

showing 80 of 346

Registered with (67)

← C•••••• W••••• B•••••Advisorregistration: current employment
Sep 16, 2026 to presentfactForm ADV
← E••• E•••••••• T•••••Advisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← J••••••• C••••••• R•••Advisorregistration: current employment
Jul 22, 2026 to presentfactForm ADV
← S••••• M•••••• L••••••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 7, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:464014af-6ad5-d872-740e-79c28a5260d6
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.