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Advisor at THE CLARK GROUP ASSET MANAGEMENT
DANA POINT, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE CLARK GROUP ASSET MANAGEMENT | Independent wealth | Oct 1, 2012 | n/a | yes | DANA POINT, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Nov 9, 2005 | Oct 31, 2012 | no | SHERMAN OAKS, CA | Previous registration |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Jun 18, 2001 | Nov 21, 2005 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | THE CLARK GROUP ASSET MANAGEMENT | Oct 31, 2012 | Oct 1, 2012 | -30 | Firm change | Wirehouse to new firm |
| DEUTSCHE BANK SECURITIES INC. | WELLS FARGO ADVISORS | Nov 21, 2005 | Nov 9, 2005 | -12 | Firm change | Other |