DFX Intelligence

D••••• C••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

D••••• C••• R••••••

Advisor at R•••••• W••••• M••••••••• I•••

BONITA SPRINGS, FL

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Search this name across graphsid dfx:ria:09e674a6-3c11-be75-ce58-af10b39889f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 13, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 30, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• W••••• M••••••••• I•••	I•••••••••_WEALTH	Nov 23, 2021	n/a	yes	BONITA SPRINGS, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 1, 2016	Sep 25, 2018	no	BONITA SPRINGS, FL\|FORT MILL, SC\|BONITA SPRINGS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	L•• F•••••••• L••	Jan 19, 2022	Jul 1, 2016	-2,028	Firm change after gap	Other
L•• F•••••••• L••	R•••••• W••••• M••••••••• I•••	Sep 25, 2018	Nov 23, 2021

Relationships

Registered with (6)

→ R•••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Nov 23, 2021 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
May 9, 2014 to Jan 19, 2022factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 1, 2016 to Sep 25, 2018factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Jan 19, 2022
Advisor changed firm
D••••• C••• R•••••• left I••••••••• F•••••••• P••••••• for L•• F•••••••• L•• (registered 2016-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09e674a6-3c11-be75-ce58-af10b39889f3
First observed: Sep 13, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.