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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

CARLOS DELGADO-MEJIA

Advisor at UNITED BROKERAGE SERVICES INC

Fredericksburg, VA

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Search this name across graphsid dfx:ria:09e84a7b-4026-5e2a-d146-5e7f8c4b6dae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Aug 4, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED BROKERAGE SERVICES INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Aug 4, 2020
First registration: Aug 4, 2020
Dual registered: yes, broker-dealer
Other names: CARLOS ROBERT DELGADO-MEJIA|Carlos R Delgado-Mejia|CARLOS DELGADOMEJIA
IAPD individual key: 7126502

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED BROKERAGE SERVICES INC	Bd affiliated wealth	Apr 30, 2026	n/a	yes	Fredericksburg, VA	Current employment
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Aug 11, 2025	May 4, 2026	no	VIENNA, VA\|Rockville, MD	Previous registration
NAVY FEDERAL INVESTMENT SERVICES, LLC	Bd affiliated wealth	Oct 29, 2024	May 19, 2025	no	FREDERICKSBURG, VA\|Fredericksburg, VA\|Vienna, VA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 26, 2021	Oct 28, 2024	no	COVINGTON, KY\|FREDERICKSBURG, VA\|FT WASHINGTON, MD	Previous registration
MORGAN STANLEY	Wirehouse	Aug 4, 2020	Apr 20, 2021	no	RESTON, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD PRIVATE CLIENT WEALTH LLC	UNITED BROKERAGE SERVICES INC	May 4, 2026	Apr 30, 2026	-4	Firm change	Ibd to ibd
NAVY FEDERAL INVESTMENT SERVICES, LLC	TD PRIVATE CLIENT WEALTH LLC	May 19, 2025	Aug 11, 2025	84	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	NAVY FEDERAL INVESTMENT SERVICES, LLC	Oct 28, 2024	Oct 29, 2024	1	Firm change	Ibd to ibd
MORGAN STANLEY	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 20, 2021	Jul 26, 2021	97	Firm change	Wirehouse to ibd

Relationships

Registered with (5)

→ UNITED BROKERAGE SERVICES INCRegistered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: previous registration
Aug 11, 2025 to May 4, 2026factForm ADV
→ NAVY FEDERAL INVESTMENT SERVICES, LLCRegistered adviserregistration: previous registration
Oct 29, 2024 to May 19, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 26, 2021 to Oct 28, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 4, 2020 to Apr 20, 2021factForm ADV

Dated events

Occurred
May 4, 2026
Advisor changed firm
Carlos Delgado-Mejia left Td Private Client Wealth Llc for United Brokerage Services Inc (registered 2026-04-30)
Form ADVobserved 5 days ago
Occurred
May 19, 2025
Advisor changed firm
Carlos Delgado-Mejia left Navy Federal Investment Services, Llc for Td Private Client Wealth Llc (registered 2025-08-11)
Form ADVobserved 5 days ago
Occurred
Oct 28, 2024
Advisor changed firm
Carlos Delgado-Mejia left Fidelity Personal And Workplace Advisors for Navy Federal Investment Services, Llc (registered 2024-10-29)
Form ADVobserved 5 days ago