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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 100m 1b

UNITED BROKERAGE SERVICES INC

UNITED BROKERAGE SERVICES, INC, CRD 39062

PARKERSBURG, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d81fdb42-b1f9-815e-4fa1-221e3dfa4488

Data as of Apr 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 142
Dated events: 24
On other graphs: 0
Observed: Dec 22, 2014 to Apr 10, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=70.0
Regulatory AUM: $372MItem 5.F on the latest filing (2026-04-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $348MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 56
RAUM per advisor: $6.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 95
Advisory employees: 55
Offices: 80Schedule D 1.F, beyond the principal office
Accounts: 1,390
Individual clients: 1,319
High net worth clients: 49
SEC number: 801-80804
CRD: 39062
Filings on the tape: 33
First filed: Dec 22, 2014
Latest filed: Apr 10, 2026
Organised: Corporation, WV
Website: united-brokerage.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 56

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
AMI LEE SHAVER	n/a	PARKERSBURG, WV	27	30	n/a	yes
ROBERT JERRY BREWSTER	n/a	CEREDO, WV \| HUNTINGTON, WV	21	22	n/a	yes
ADAM KYLE STEWART	n/a	MARTINSBURG, WV \| Hagerstown, MD \| CHARLES TOWN, WV \| Martinsburg, WV	20	20	n/a	yes
ANDREW JOHN MCCULLY	n/a	VIENNA, VA	19	20	1	yes
NATHANIEL A BUTLER	n/a	PARKERSBURG, WV	18	19	1	yes
PETER TRAGESER WARREN	n/a	MARTINSBURG, WV	13	15	1	yes
TODD EDWARD LOYAL	n/a	UNIONTOWN, PA \| Uniontown, PA	13	25	1	yes
MICHEAL LEN EARL	n/a	PARKERSBURG, WV	12	25	n/a	yes
MICHAEL FILLERS BOLEN	n/a	Alexandria, VA \| ARLINGTON, VA	12	33	3	yes
ROSSITSA V GETSKOVA	n/a	CHARLESTON, WV	11	21	1	yes
GREGORY ALLEN DENNIS	n/a	RIPLEY, WV \| BECKLEY, WV \| DUNBAR, WV	10	27	2	yes
AMANDA D. V. GIANGOLA	n/a	FRONT ROYAL, VA \| Weyers Cave, VA \| Winchester, VA \| HARRISONBURG, VA \| WOODSTOCK, VA	10	12	n/a	yes
BRIAN PATRICK DEAN	n/a	MORGANTOWN, WV \| GLENVILLE, WV \| WESTON, WV	10	26	4	yes
ERIC SCOTT PRITT	n/a	Big Chimney, WV \| CHARLESTON, WV	10	17	4	yes
TRISTAN WILLIAM HAWKINS	n/a	Vienna, VA \| Chantilly, VA \| Reston, VA \| Fairfax, VA \| Centreville, VA	10	25	4	yes
MATTHEW LEE HUMPHREY	n/a	VIENNA, VA	10	13	n/a	yes
COREY ADAM BROWNING	n/a	FAYETTEVILLE, WV \| SUMMERSVILLE, WV	9	20	n/a	yes
STEPHEN CRAIG NELSON	n/a	Manassas, VA \| Dumfries, VA \| Stafford, VA \| Woodbridge, VA	9	39	1	yes
THOMAS JAMES MUDLAFF	n/a	VIENNA, VA \| Washington, DC	8	33	3	yes
OMID HEIDAR SANIE	n/a	VIENNA, VA \| Fairfax, VA \| ASHBURN, VA \| MCLEAN, VA	8	12	3	yes
CHRISTOPHER NEIL WILLIAMS	n/a	Washington, NC	8	28	2	yes
MANUEL MARTIN MORAL	Certified Financial Planner	ROCKVILLE, MD \| BETHESDA, MD \| VIENNA, VA \| Washington, DC \| Silver Spring, MD	8	21	3	yes
JOHN BREWSTER STEVENS	n/a	Hagerstown, MD	7	35	3	yes
JOSEPH VINCENT CARTER	n/a	VIENNA, VA \| Springfield, VA \| MCLEAN, VA	7	29	n/a	yes
ROBIN BIDDY RADOVICH	n/a	Lincolnton, NC	6	23	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADAMS, RICHARD MATTHEW JR	CHAIRMAN OF THE BOARD/DIRECTOR	Na	yes	10/1998	Dec 22, 2014	Mar 26, 2024
HUMPHREY, MATTHEW LEE	CHIEF EXECUTIVE OFFICER/DIRECTOR	Na	yes	01/2017	Mar 31, 2017	Mar 26, 2024
SHAVER, AMI LEE	Director	Na	yes	03/2002	Dec 22, 2014	Mar 26, 2024
UNITED BANK	INDIRECT OWNER	E	yes	12/2001	Mar 27, 2018	Mar 26, 2024
UNITED BANKSHARES, INC.	INDIRECT OWNER	E	yes	04/1995	Dec 22, 2014	Mar 26, 2024
BOARD, ANGIE MARIE	Finop	Na	no	03/2016	Mar 29, 2016	Mar 26, 2024
EARL, MICHEAL LEN	CHIEF COMPLIANCE OFFICER	Na	no	03/2015	Mar 3, 2015	Mar 26, 2024
GURTIS, JULIE RITCHIE	Director	Na	no	03/2015	Mar 31, 2015	Mar 26, 2024
MOCK, DONALD FREDERICK	Director	Na	no	01/2020	Mar 29, 2021	Mar 26, 2024
MUDLAFF, THOMAS JAMES	CHIEF OPERATIONS OFFICER	Na	no	12/2017	Mar 27, 2018	Mar 26, 2024
REYNOLDS, FRANK KEVIN	Director	Na	no	01/2020	Mar 29, 2021	Mar 26, 2024
STULL, MARK ALLEN	SALES MANAGER	Na	no	02/2020	Mar 29, 2021	Mar 26, 2024
UNITED ASSET MANAGEMENT CORP.	Owner	E	no	08/2011	Dec 22, 2014	Mar 26, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Charleston	Wv	United States	5	yes
Bethesda	Md	United States	4	yes
Arlington	Va	United States	3	yes
Charlottesville	Va	United States	3	yes
Fairfax	Va	United States	3	yes
Washiington	Dc	United States	2	yes
Rockville	Md	United States	2	yes
Mclean	Va	United States	2	yes
Vienna	Va	United States	2	yes
Beckley	Wv	United States	2	yes
Moundsville	Wv	United States	2	yes
Wheeling	Wv	United States	2	yes
Uniontown	Pa	United States	1	yes
Uniontown	Pa	United States	1	yes
Vienna	Va	United States	1	yes
CHARLES TOWN	Wv	United States	1	yes
Charleston	Wv	United States	1	yes
Dunbar	Wv	United States	1	yes
Hagerstown	Wv	United States	1	yes
Martinsburg	Wv	United States	1	yes
Morgantown	Wv	United States	1	yes
Ripley	Wv	United States	1	yes
Summersville	Wv	United States	1	yes
Vienna	Wv	United States	1	yes
Weirton	Wv	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 10, 2026	$372M	$0	95	55	80	n/a	n/a
2024	Apr 4, 2025	$389M	$0	101	53	79	n/a	n/a
2023	Mar 26, 2024	$250M	$0	101	53	79	n/a	n/a
2022	Mar 31, 2023	$229M	$0	100	47	79	n/a	n/a
2021	Mar 31, 2022	$286M	$0	108	47	72	n/a	n/a
2020	Mar 29, 2021	$203M	$0	95	31	72	n/a	n/a
2019	May 29, 2020	$166M	$0	92	28	65	n/a	n/a
2018	Mar 29, 2019	$123M	$0	41	41	61	n/a	n/a
2017	Mar 27, 2018	$202M	$0	41	41	47	n/a	n/a
2016	Mar 31, 2017	$115M	$0	73	35	n/a	n/a	n/a
2015	Mar 29, 2016	$115M	$0	78	26	n/a	n/a	n/a
2014	Mar 31, 2015	$108M	$0	80	23	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
13	3	10	5.4%	0	1	0	17	12

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$372M	$389M	-4.3%	$229M	17.5%	95	101	80	79

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Feb 25, 2015	Feb 12, 2015	CHARLESTON, WV	Team lift out	Other	8.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAPITAL ONE ADVISORS, LLC	2	Mar 26, 2018	Mar 27, 2018	MCLEAN, VA	Team lift out	Other	1.1%
CAPITAL ONE ADVISORS, LLC	2	Mar 26, 2018	Mar 28, 2018	SEATTLE, WA	Team lift out	Other	1.1%

Relationships

showing 80 of 142

Registered with (67)

← Jonathan Brian McDougaldAdvisorregistration: current employment
Jun 8, 2026 to presentfactForm ADV
← ANIS ANTHONY EGHTERAFIAdvisorregistration: current employment
Jun 5, 2026 to presentfactForm ADV
← Shania MasonAdvisorregistration: current employment
May 4, 2026 to presentfactForm ADV
← John Andrew HawkinsAdvisorregistration: current employment
Apr 30, 2026 to presentfactForm ADV
← CARLOS DELGADO-MEJIAAdvisorregistration: current employment
Apr 30, 2026 to presentfactForm ADV
← MATTHEW E. AMBROSIOAdvisorregistration: current employment
Apr 8, 2026 to presentfactForm ADV
← Bilal QaiserAdvisorregistration: current employment
Mar 20, 2026 to presentfactForm ADV
← William RainwaterAdvisorregistration: current employment
Mar 10, 2026 to presentfactForm ADV
← Ebony Lakeisha RobinsonAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← Jonathan Eric SchnellAdvisorregistration: current employment
Dec 23, 2025 to presentfactForm ADV
← Jonathan David MatuszkiewiczAdvisorregistration: current employment
Nov 17, 2025 to presentfactForm ADV
← William Wright MillerAdvisorregistration: current employment
Nov 3, 2025 to presentfactForm ADV
← Ivan Edwin MagalitAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← Melanie RobertsAdvisorregistration: current employment
Jan 16, 2025 to presentfactForm ADV
← Shuron MortonAdvisorregistration: current employment
Jul 25, 2024 to presentfactForm ADV
← Patricia CaprareseAdvisorregistration: current employment
Feb 1, 2024 to presentfactForm ADV
← Todd William JorgensonAdvisorregistration: current employment
Jun 14, 2023 to presentfactForm ADV
← David Anthony DuttonAdvisorregistration: current employment
Apr 6, 2023 to presentfactForm ADV
← JOHN RICHARD CURRIERAdvisorregistration: current employment
Apr 4, 2023 to presentfactForm ADV
← Joseph William KantakevichAdvisorregistration: current employment
Sep 13, 2022 to presentfactForm ADV
← Eric Spencer HumphreyAdvisorregistration: current employment
Jul 8, 2022 to presentfactForm ADV
← Brian William KargAdvisorregistration: current employment
Apr 12, 2022 to presentfactForm ADV
← JODY DAVID BRUCEAdvisorregistration: current employment
Mar 16, 2022 to presentfactForm ADV
← Joshua Lee McBrideAdvisorregistration: current employment
Oct 25, 2021 to presentfactForm ADV
← Nicholas MasihAdvisorregistration: current employment
Jul 26, 2021 to presentfactForm ADV
← Lori Milner PointerAdvisorregistration: current employment
Apr 2, 2021 to presentfactForm ADV
← Nicholas DiGiorgioAdvisorregistration: current employment
Mar 25, 2021 to presentfactForm ADV
← Samuel Dyk HershbergerAdvisorregistration: current employment
Jan 19, 2021 to presentfactForm ADV
← LINDSAY DIEHL GREENAdvisorregistration: current employment
Nov 18, 2020 to presentfactForm ADV
← Shane Andrew MarroneAdvisorregistration: current employment
Aug 21, 2020 to presentfactForm ADV
and 37 more

Owns (8)

← STULL, MARK ALLENOwnerSALES MANAGER, ownership code NA, individual
Mar 29, 2021 to Mar 26, 2024factForm ADV
← MUDLAFF, THOMAS JAMESOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Mar 27, 2018 to Mar 26, 2024factForm ADV
← EARL, MICHEAL LENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 3, 2015 to Mar 26, 2024factForm ADV
← MOCK, DONALD FREDERICKOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2021 to Mar 26, 2024factForm ADV
← REYNOLDS, FRANK KEVINOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2021 to Mar 26, 2024factForm ADV
← BOARD, ANGIE MARIEOwnerFINOP, ownership code NA, individual
Mar 29, 2016 to Mar 26, 2024factForm ADV
← GURTIS, JULIE RITCHIEOwnerDIRECTOR, ownership code NA, individual
Mar 31, 2015 to Mar 26, 2024factForm ADV
← UNITED ASSET MANAGEMENT CORP.OwnerOWNER, ownership code E, domestic entity
Dec 22, 2014 to Mar 26, 2024factForm ADV

Controls (5)

← ADAMS, RICHARD MATTHEW JROwnerCHAIRMAN OF THE BOARD/DIRECTOR, ownership code NA, individual
Dec 22, 2014 to Mar 26, 2024factForm ADV
← SHAVER, AMI LEEOwnerDIRECTOR, ownership code NA, individual
Dec 22, 2014 to Mar 26, 2024factForm ADV
← HUMPHREY, MATTHEW LEEOwnerCHIEF EXECUTIVE OFFICER/DIRECTOR, ownership code NA, individual
Mar 31, 2017 to Mar 26, 2024factForm ADV
← UNITED BANKOwnerINDIRECT OWNER, ownership code E, domestic entity
Mar 27, 2018 to Mar 26, 2024factForm ADV
← UNITED BANKSHARES, INC.OwnerINDIRECT OWNER, ownership code E, domestic entity
Dec 22, 2014 to Mar 26, 2024factForm ADV

Dated events

5 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 22, 2026
Advisor changed firm
Malcolm Jews left United Brokerage Services Inc for Lpl Financial Llc (registered 2026-06-09)
Form ADVobserved 5 days ago
Occurred
May 22, 2026
Advisor changed firm
Jason Edward May left United Brokerage Services Inc for Edward Jones (registered 2026-04-24)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2026
Advisor changed firm
Daniel Lee Starling left United Brokerage Services Inc for First Citizens Investor Services, Inc. (registered 2026-04-22)
Form ADVobserved 5 days ago
Occurred
Aug 26, 2025
Advisor changed firm
Scott Soenen left United Brokerage Services Inc for Td Private Client Wealth Llc (registered 2025-08-29)
Form ADVobserved 5 days ago
Occurred
Jul 10, 2025
Advisor changed firm
Christopher Staten left United Brokerage Services Inc for Morgan Stanley (registered 2025-06-27)
Form ADVobserved 5 days ago
Occurred
Apr 4, 2025
Regulatory AUM changed
United Brokerage Services Inc reported RAUM $389.1M, up 56% from $249.7M (2024-03-26 to 2025-04-04)
Form ADVobserved 5 days ago
$139M
Occurred
Oct 16, 2024
Advisor changed firm
Ronald Bradford Burley left United Brokerage Services Inc for Lpl Financial Llc (registered 2025-02-10)
Form ADVobserved 5 days ago
Occurred
Feb 16, 2024
Advisor changed firm
Scott Matthew Molina left United Brokerage Services Inc for Advisory Services Network (registered 2024-01-26)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2023
Advisor changed firm
James Shannon Morris left United Brokerage Services Inc for Mma Securities Llc (registered 2023-12-20)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2023
Advisor changed firm
Jessi Elizabeth Mills left United Brokerage Services Inc for Morgan Stanley (registered 2024-01-17)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2023
Advisor changed firm
Karl Patrick Tweardy left United Brokerage Services Inc for Fidelity Personal And Workplace Advisors (registered 2024-02-14)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2023
Advisor changed firm
Mark Allen Stull left United Brokerage Services Inc for Janney Montgomery Scott Llc (registered 2023-12-15)
Form ADVobserved 5 days ago
Occurred
Sep 29, 2023
Advisor changed firm
Jason Whiteman left United Brokerage Services Inc for Pnc Wealth Management (registered 2024-01-17)
Form ADVobserved 5 days ago
Occurred
Jan 26, 2023
Advisor changed firm
Eric A Group left United Brokerage Services Inc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-03-20)
Form ADVobserved 5 days ago
Occurred
Dec 20, 2022
Advisor changed firm
Melissa Anne Blankenship left United Brokerage Services Inc for Raymond James Financial Services Advisors, Inc (registered 2023-01-13)
Form ADVobserved 5 days ago
Occurred
Sep 12, 2022
Advisor changed firm
Royeen Ahmad Sanie left United Brokerage Services Inc for J.P. Morgan Securities Llc (registered 2022-09-12)
Form ADVobserved 5 days ago
Occurred
Apr 21, 2022
Advisor changed firm
Bradley Mitchell Curelop left United Brokerage Services Inc for Pnc Wealth Management (registered 2022-04-20)
Form ADVobserved 5 days ago
Occurred
Apr 1, 2022
Advisor changed firm
Matthew T Melton left United Brokerage Services Inc for Edward Jones (registered 2022-06-03)
Form ADVobserved 5 days ago
Occurred
Dec 22, 2014
First Form ADV filing
United Brokerage Services Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 5 bookkeeping events

Occurred
Mar 31, 2023
United Brokerage Services Inc reported 79 offices beyond its principal office, up from 72 (2022-07-08 to 2023-03-31)
Occurred
Mar 31, 2022
United Brokerage Services Inc reported 58 state-registered advisory representatives, up from 44 (2021-03-29 to 2022-03-31)
Occurred
Mar 29, 2021
United Brokerage Services Inc reported 72 offices beyond its principal office, up from 65 (2020-06-29 to 2021-03-29)
Occurred
Mar 29, 2021
United Brokerage Services Inc reported 44 state-registered advisory representatives, up from 34 (2020-06-29 to 2021-03-29)
Occurred
Mar 29, 2019
United Brokerage Services Inc reported 61 offices beyond its principal office, up from 47 (2018-03-27 to 2019-03-29)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d81fdb42-b1f9-815e-4fa1-221e3dfa4488
First observed: Dec 22, 2014
Last observed: Apr 10, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UNITED BROKERAGE SERVICES INC

UNITED BROKERAGE SERVICES, INC, CRD 39062

PARKERSBURG, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d81fdb42-b1f9-815e-4fa1-221e3dfa4488

Data as of Apr 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

AMI LEE SHAVER

n/a

PARKERSBURG, WV

n/a

yes

ROBERT JERRY BREWSTER

n/a

CEREDO, WV | HUNTINGTON, WV

n/a

yes

ADAM KYLE STEWART

n/a

MARTINSBURG, WV | Hagerstown, MD | CHARLES TOWN, WV | Martinsburg, WV

n/a

yes

ANDREW JOHN MCCULLY

n/a

VIENNA, VA

yes

NATHANIEL A BUTLER

n/a

PARKERSBURG, WV

yes

PETER TRAGESER WARREN

n/a

MARTINSBURG, WV

yes

TODD EDWARD LOYAL

n/a

UNIONTOWN, PA | Uniontown, PA

yes

MICHEAL LEN EARL

n/a

PARKERSBURG, WV

n/a

yes

MICHAEL FILLERS BOLEN

n/a

Alexandria, VA | ARLINGTON, VA

yes

ROSSITSA V GETSKOVA

n/a

CHARLESTON, WV

yes

GREGORY ALLEN DENNIS

n/a

RIPLEY, WV | BECKLEY, WV | DUNBAR, WV

yes

AMANDA D. V. GIANGOLA

n/a

FRONT ROYAL, VA | Weyers Cave, VA | Winchester, VA | HARRISONBURG, VA | WOODSTOCK, VA

n/a

yes

BRIAN PATRICK DEAN

n/a

MORGANTOWN, WV | GLENVILLE, WV | WESTON, WV

yes

ERIC SCOTT PRITT

n/a

Big Chimney, WV | CHARLESTON, WV

yes

TRISTAN WILLIAM HAWKINS

n/a

Vienna, VA | Chantilly, VA | Reston, VA | Fairfax, VA | Centreville, VA

yes

MATTHEW LEE HUMPHREY

n/a

VIENNA, VA

n/a

yes

COREY ADAM BROWNING

n/a

FAYETTEVILLE, WV | SUMMERSVILLE, WV

n/a

yes

STEPHEN CRAIG NELSON

n/a

Manassas, VA | Dumfries, VA | Stafford, VA | Woodbridge, VA

yes

THOMAS JAMES MUDLAFF

n/a

VIENNA, VA | Washington, DC

yes

OMID HEIDAR SANIE

n/a

VIENNA, VA | Fairfax, VA | ASHBURN, VA | MCLEAN, VA

yes

CHRISTOPHER NEIL WILLIAMS

n/a

Washington, NC

yes

MANUEL MARTIN MORAL

Certified Financial Planner

ROCKVILLE, MD | BETHESDA, MD | VIENNA, VA | Washington, DC | Silver Spring, MD

yes

JOHN BREWSTER STEVENS

n/a

Hagerstown, MD

yes

JOSEPH VINCENT CARTER

n/a

VIENNA, VA | Springfield, VA | MCLEAN, VA

n/a

yes

ROBIN BIDDY RADOVICH

n/a

Lincolnton, NC

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADAMS, RICHARD MATTHEW JR

CHAIRMAN OF THE BOARD/DIRECTOR

yes

10/1998

Dec 22, 2014

Mar 26, 2024

HUMPHREY, MATTHEW LEE

CHIEF EXECUTIVE OFFICER/DIRECTOR

yes

01/2017

Mar 31, 2017

Mar 26, 2024

SHAVER, AMI LEE

Director

yes

03/2002

Dec 22, 2014

Mar 26, 2024

UNITED BANK

INDIRECT OWNER

yes

12/2001

Mar 27, 2018

Mar 26, 2024

UNITED BANKSHARES, INC.

INDIRECT OWNER

yes

04/1995

Dec 22, 2014

Mar 26, 2024

BOARD, ANGIE MARIE

Finop

03/2016

Mar 29, 2016

Mar 26, 2024

EARL, MICHEAL LEN

CHIEF COMPLIANCE OFFICER

03/2015

Mar 3, 2015

Mar 26, 2024

GURTIS, JULIE RITCHIE

Director

03/2015

Mar 31, 2015

Mar 26, 2024

MOCK, DONALD FREDERICK

Director

01/2020

Mar 29, 2021

Mar 26, 2024

MUDLAFF, THOMAS JAMES

CHIEF OPERATIONS OFFICER

12/2017

Mar 27, 2018

Mar 26, 2024

REYNOLDS, FRANK KEVIN

Director

01/2020

Mar 29, 2021

Mar 26, 2024

STULL, MARK ALLEN

SALES MANAGER

02/2020

Mar 29, 2021

Mar 26, 2024

UNITED ASSET MANAGEMENT CORP.

Owner

08/2011

Dec 22, 2014

Mar 26, 2024

City

State

Country

Employees

Also broker-dealer

Charleston

United States

yes

Bethesda

United States

yes

Arlington

United States

yes

Charlottesville

United States

yes

Fairfax

United States

yes

Washiington

United States

yes

Rockville

United States

yes

Mclean

United States

yes

Vienna

United States

yes

Beckley

United States

yes

Moundsville

United States

yes

Wheeling

United States

yes

Uniontown

United States

yes

Uniontown

United States

yes

Vienna

United States

yes

CHARLES TOWN

United States

yes

Charleston

United States

yes

Dunbar

United States

yes

Hagerstown

United States

yes

Martinsburg

United States

yes

Morgantown

United States

yes

Ripley

United States

yes

Summersville

United States

yes

Vienna

United States

yes

Weirton

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 10, 2026

$372M

n/a

2024

Apr 4, 2025

$389M

101

n/a

2023

Mar 26, 2024

$250M

101

n/a

2022

Mar 31, 2023

$229M

100

n/a

2021

Mar 31, 2022

$286M

108

n/a

2020

Mar 29, 2021

$203M

n/a

2019

May 29, 2020

$166M

n/a

2018

Mar 29, 2019

$123M

n/a

2017

Mar 27, 2018

$202M

n/a

2016

Mar 31, 2017

$115M

n/a

2015

Mar 29, 2016

$115M

n/a

2014

Mar 31, 2015

$108M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

5.4%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$372M

$389M

-4.3%

$229M

17.5%

101

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 25, 2015

Feb 12, 2015

CHARLESTON, WV

Team lift out

Other

8.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAPITAL ONE ADVISORS, LLC

Mar 26, 2018

Mar 27, 2018

MCLEAN, VA

Team lift out

Other

1.1%

CAPITAL ONE ADVISORS, LLC

Mar 26, 2018

Mar 28, 2018

SEATTLE, WA

Team lift out

Other

1.1%