DFX Intelligence

M••• S••••• Y••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

M••• S••••• Y••••••

Advisor at O•••• I••••••••• I•••

Lewis Center, OH

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Search this name across graphsid dfx:ria:09e9e532-6135-5da2-2d79-38b691e24e0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 21, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• I••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• I••••••••• I•••	Bd affiliated wealth	May 19, 2026	n/a	yes	Lewis Center, OH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 15, 2025	May 19, 2026	no	COLUMBUS, OH\|GAHANNA, OH\|CANAL WINCHESTER, OH\|UPPER ARLINGTON, OH\|COLUMBUS, OH\|REYNOLDSBURG, OH\|COLUMBUS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	O•••• I••••••••• I•••	May 19, 2026	May 19, 2026	0	Firm change	Ibd to ibd
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	May 15, 2025	May 15, 2025

Relationships

Registered with (6)

→ O•••• I••••••••• I•••Registered adviserregistration: current employment
May 19, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 15, 2025 to May 19, 2026factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Apr 13, 2021 to May 15, 2025factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
May 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09e9e532-6135-5da2-2d79-38b691e24e0f
First observed: Mar 21, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.