DFX Intelligence

D•••• S•••• O••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

D•••• S•••• O••••••••

Advisor at O•••••••• I••••••••• P•••••••••

ST THOMAS, VI

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Search this name across graphsid dfx:ria:09edf127-867b-cbed-bd95-7bc5c20edbff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 25, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••• I••••••••• P•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 24, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• I••••••••• P•••••••••	State registered	Jan 7, 2026	n/a	yes	ST THOMAS, VI	Current employment
O•••••••• I••••••••• P•••••••••	State registered	Jan 10, 2024	Dec 31, 2025	no	ST THOMAS, VI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••• F••••••••	O•••••••• I••••••••• P•••••••••	Dec 31, 2013	Aug 30, 2013	-123	Firm change after gap	Other
T••••••• I••••••••• M••••••••• I•••	O•••••••• F••••••••	Mar 6, 2012	Mar 7, 2012

Relationships

Registered with (3)

→ O•••••••• I••••••••• P•••••••••Registered adviserregistration: previous registration
Jan 10, 2024 to Dec 31, 2025factForm ADV
→ O•••••••• F••••••••Registered adviserregistration: previous registration
Mar 7, 2012 to Dec 31, 2013factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 25, 2009 to Mar 6, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09edf127-867b-cbed-bd95-7bc5c20edbff
First observed: Nov 25, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.