DFX Intelligence

O•••••••• I••••••••• P•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

O•••••••• I••••••••• P•••••••••

O•••••••• I••••••••• P••••••••• LLC, CRD 168943

ST THOMAS, VI

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Search this name across graphsid dfx:ria:abbc7582-8400-fafd-d7b6-ea3d4a955bc6

Data as of Sep 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2026 to Sep 1, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $4.0M••• Locked
Discretionary RAUM: $4.0M
Private client RAUM: $4.0Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• S•••• O••••••••	n/a	ST THOMAS, VI	0	16	4	no
C••••••••• G••••••	n/a	ST THOMAS, VI	0	10

Relationships

Registered with (2)

← C••••••••• G••••••Advisorregistration: current employment
Feb 18, 2026 to presentfactForm ADV
← D•••• S•••• O••••••••Advisorregistration: previous registration
Jan 10, 2024 to Dec 31, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abbc7582-8400-fafd-d7b6-ea3d4a955bc6
First observed: Sep 1, 2026
Last observed: Sep 1, 2026 22 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.