This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Nov 15, 2019

First registration

Jan 4, 2025

Dual registered

yes, broker-dealer

IAPD individual key

6976901

• Occurred

  Aug 11, 2026
  Advisor changed firm

  Huijie Wang left Edward Jones for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-09-08)

  Form ADVobserved 6 days ago
• Occurred

  Apr 28, 2026
  Advisor changed firm

  Huijie Wang left Cetera Investment Advisers Llc for Edward Jones (registered 2026-06-12)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:09f06f87-0162-4ea1-59e8-1e1066722f2a

First observed

Jan 4, 2025

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.