DFX Intelligence

D••••• P•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

D••••• P•••••• C•••••

Advisor at A••••• C•••••• A••••••• L••

BOSTON, MA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 2
Observed: Mar 11, 2013 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D••••• P•••••• C•••••

Private equity principal · key_crd_individual, shared_individual_crd

Venture Capitalidentity

D••••• P•••••• C•••••

Venture principal · key_crd_individual, shared_individual_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• C•••••• A••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 23, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• C•••••• A••••••• L••	Mixed wealth	May 9, 2024	n/a	yes	BOSTON, MA	Current employment
B•• M••••• S••••••••• C•••••••••	Other adviser	Mar 11, 2013	Feb 5, 2014	no	NEW YORK, NY\|BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• M••••• S••••••••• C•••••••••	A••••• C•••••• A••••••• L••	Feb 5, 2014	May 9, 2024	3,746	Firm change after gap	Other

Relationships

Registered with (2)

→ A••••• C•••••• A••••••• L••Registered adviserregistration: current employment
May 9, 2024 to presentfactForm ADV
→ B•• M••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Mar 11, 2013 to Feb 5, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 11, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.