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CRD 231
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SEAN O'NEIL ROBNETT | n/a | WEST PALM BEACH, FL | Boca Raton, FL | 27 | 33 | n/a | yes |
| GEORGE TASHIE | n/a | NEW YORK, NY | UNIONDALE, NY | ISLIP, NY | WEST PALM BEACH, FL | 22 | 37 | n/a | yes |
| SUSAN REED | n/a | NEW YORK, NY | UNIONDALE, NY | WEST PALM BEACH, FL | GREAT NECK, NY | 22 | 35 | n/a | yes |
| JOHN ALAN MUSSALLEM | n/a | New York, NY | PALOS HEIGHTS, IL | 21 | 35 | n/a | yes |
| MATTHEW WILLIAM HAMILTON | n/a | New York, NY | SWAMPSCOTT`, MA | BOSTON, MA | 19 | 21 | n/a | yes |
| VINCENT JOSEPH ZILNICKI | n/a | Redding, CT | New York, NY | 18 | 20 | n/a | yes |
| JARED CHRISTIAN AMATUZZO | n/a | Lincroft, NJ | New York, NY | 18 | 20 | n/a | yes |
| MICHAEL JOHN HOLDEN | Certified Financial Planner | WEST PALM BEACH, FL | NEW YORK, NY | Jupiter, FL | 17 | 35 | 4 | yes |
| MIKHAEL DAVID HALPER | n/a | Scarsdale, NY | NEW YORK, NY | 16 | 26 | 3 | yes |
| PETER JEREMY SOBEL | Certified Financial Planner | UNIONDALE, NY | NEW YORK, NY | SMITHTOWN, NY | 16 | 38 | 1 | yes |
| MATTHEW JOHN SKAPYAK | n/a | New York, NY | MOUND, MN | 16 | 16 | n/a | yes |
| BRIAN DOUGLAS JONES | n/a | New York, NY | PASADENA, CA | 15 | 26 | 3 | yes |
| CHRISTINE RUTH NOLAND | n/a | New York, NY | BRADLEY BEACH, NJ | 14 | 20 | n/a | yes |
| MICHAEL MCCARTHY HURLEY | n/a | Naples, FL | New York, NY | 14 | 17 | 2 | yes |
| ALEX CHARLES TYNAN | n/a | New York, NY | Houston, TX | 13 | 14 | n/a | yes |
| THERESA MARIE COEN | n/a | New York, NY | NEW HYDE PARK, NY | 13 | 42 | n/a | yes |
| CHRISTOPHER BANKS GRANT | n/a | Warwick, RI | New York, NY | 13 | 30 | n/a | yes |
| PAIGE CHRISTINE RAFFERTY | n/a | DARNESTOWN, MD | New York, NY | 12 | 31 | n/a | yes |
| CAREY JON PENSWICK | n/a | New York, NY | NAPLES, FL | 12 | 25 | 4 | yes |
| MICHAEL KEVIN GREEN | n/a | New York, NY | NEW YORK, NY | Westlake, OH | 11 | 27 | 1 | yes |
| VINCENT ANTHONY DEROSE | n/a | GLEN HEAD, NY | New York, NY | 11 | 20 | 1 | yes |
| JOHN A CIMINO | n/a | New York, NY | Weehawken, NJ | 10 | 15 | 1 | yes |
| MICHAEL CHARLES KOPECKY | n/a | WEST PALM BEACH, FL | Boca Raton, FL | 9 | 12 | n/a | yes |
| SAMUEL ELLIOTT FOWLER | n/a | New York, NY | Miami, FL | 8 | 9 | 1 | yes |
| Gregory Howard Scozzari | n/a | PITTSBURGH, PA | New York, NY | Hoboken, NJ | 7 | 13 | 1 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BNY MELLON IHC, LLC | Owner | E | yes | 12/2019 | Mar 30, 2020 | Aug 30, 2024 |
| BNY MELLON INVESTMENT ADVISER, INC. | DIRECT OWNER | E | yes | 01/1968 | Jun 3, 2019 | Aug 30, 2024 |
| BRADLE, KENNETH JAMES | PRESIDENT AND DIRECTOR | Na | yes | 05/2009 | Dec 21, 2011 | Aug 30, 2024 |
| DIPETRILLO, DAVID JOHN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | Na | yes | 01/2021 | Mar 29, 2021 | Aug 30, 2024 |
| MBC INVESTMENT CORPORATION | Owner | E | yes | 02/2017 | Mar 31, 2017 | Aug 30, 2024 |
| PAPADOULIS, IRENE DESPINA | EXECTUVE VICE PRESIDENT AND DIRECTOR | Na | yes | 03/2023 | Mar 29, 2023 | Aug 30, 2024 |
| SACCONE, ROBERT BRIAN | CHIEF COMPLIANCE OFFICER (BROKERDEALER) | Na | yes | 09/2023 | Sep 25, 2023 | Aug 30, 2024 |
| THE BANK OF NEW YORK MELLON CORPORATION | Owner | E | yes | 07/2007 | Dec 21, 2011 | Aug 30, 2024 |
| MARQUIT, HAL ROBERT | ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL | Na | no | 05/2018 | Jul 30, 2018 | Aug 30, 2024 |
| PASQUALE, GREGORY JOHN | CHIEF FINANCIAL OFFICER & TREASURER & FINOP | Na | no | 01/2021 | Mar 29, 2021 | Aug 30, 2024 |
| SQUILLACE, JOHN | CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS) | Na | no | 01/2016 | Jan 27, 2016 | Aug 30, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MELLON INVESTMENTS CORPORATION | n/a | Asset manager | $874B | N | yes | n/a |
| BNY MELLON INVESTMENT ADVISER, INC. | n/a | Asset manager | $419B | N | yes | n/a |
| INSIGHT NORTH AMERICA LLC | n/a | Other adviser | $171B | N | yes | n/a |
| WALTER SCOTT & PARTNERS LIMITED | n/a | Other adviser | $67B | N | yes | n/a |
| NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC | n/a | Asset manager | $59B | N | yes | n/a |
| NEWTON INVESTMENT MANAGEMENT LTD | n/a | Asset manager | $42B | N | yes | n/a |
| BNY MELLON ADVISORS, INC. | n/a | Bank affiliated wealth | $33B | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED | n/a | Former SEC adviser | $32B | N | yes | n/a |
| BNY MELLON ETF INVESTMENT ADVISER, LLC | n/a | Asset manager | $11B | N | yes | n/a |
| INSIGHT INVESTMENT INTERNATIONAL LIMITED | n/a | Former SEC adviser | $3.0B | N | yes | n/a |
| ARX INVESTIMENTOS LTDA | n/a | Former SEC adviser | $1.9B | N | yes | n/a |
| MELLON HEDGE ADVISORS, LLC | n/a | Former SEC adviser | $0 | N | yes | n/a |
| BNY MELLON ALOCACAO DE PATRIMONIO LTDA | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON ASSET MANAGEMENT CANADA LTD. | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON BANCO S.A. | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON CAPITAL MARKETS, LLC | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A. | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON FUND MANAGERS LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON IM KOREA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON IM TAIWAN SECURITIES INVESTMENT CONSULTING CO., LTD | n/a | n/a | n/a | N | no | n/a |
| BNY MELLON INTERNATIONAL MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT (SHANGHAI) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED | n/a | Former SEC adviser | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON INVESTMENT SERVICING TRUST COMPANY | n/a | n/a | n/a | N | no | n/a |
| BNY MELLON NATIONAL ASSOCIATION | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) SA | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON TRUST COMPANY OF ILLINOIS | n/a | n/a | n/a | N | yes | n/a |
| BNY MELLON TRUST OF DELAWARE | n/a | n/a | n/a | N | yes | n/a |
| CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY | n/a | n/a | n/a | N | yes | n/a |
| CIBC MELLON TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| INSIGHT INVESTMENT AUSTRALIA PTY LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INSIGHT INVESTMENT MANAGEMENT EUROPE LIMITED | n/a | n/a | n/a | N | yes | n/a |
| NEWTON INVESTMENT MANAGEMENT JAPAN LTD. | n/a | n/a | n/a | N | yes | n/a |
| PERSHING (CHANNEL ISLANDS) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| PERSHING ADVISOR SOLUTIONS LLC | n/a | n/a | n/a | N | yes | n/a |
| PERSHING LIMITED | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Uniondale | NY | United States | 73 | yes |
| BOCA RATON | FL | United States | 4 | yes |
| LAKE MARY | FL | United States | 2 | yes |
| NEW YORK | NY | United States | 2 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $8.4B | $703M | 253 | 91 | 5 | n/a | n/a |
| 2024 | Apr 4, 2025 | $7.1B | $701M | 306 | 91 | 4 | n/a | n/a |
| 2023 | Mar 28, 2024 | $6.1B | $697M | 303 | 94 | 4 | n/a | n/a |
| 2022 | Mar 29, 2023 | $5.3B | $594M | 320 | 100 | 4 | n/a | n/a |
| 2021 | Mar 31, 2022 | $2.5B | $830M | 333 | 98 | 3 | n/a | n/a |
| 2020 | Mar 29, 2021 | $2.0B | $744M | 350 | 95 | 3 | n/a | n/a |
| 2019 | Mar 30, 2020 | $1.7B | $746M | 353 | 104 | 3 | n/a | n/a |
| 2018 | Mar 29, 2019 | $1.5B | $687M | 355 | 113 | 2 | n/a | n/a |
| 2017 | Mar 29, 2018 | $1.5B | $974M | 368 | 96 | 2 | n/a | n/a |
| 2016 | Mar 31, 2017 | $1.3B | $850M | 404 | 90 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $1.4B | $865M | 605 | 69 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $1.3B | $759M | 630 | 66 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $1.3B | $896M | 626 | 76 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $1.1B | $715M | 628 | 74 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $1.1B | $726M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 9 | 2 | 7 | 3.1% | 2 | 0 | 0 | 24 | 13 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $8.4B | $7.1B | 18.3% | $5.3B | 17.0% | 253 | 306 | 5 | 4 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 2 | Jun 21, 2023 | Mar 21, 2024 | NEW YORK, NY | Team lift out | Other | 3.8% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2 | Sep 20, 2025 | Aug 18, 2026 | HEWLETT, NY | Team lift out | Other | 0.0% |
| MORGAN STANLEY | 2 | Aug 5, 2024 | Aug 30, 2024 | NEW YORK, NY | Team lift out | Other | 0.0% |