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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

JOHN SWIFT LYLE

Advisor at JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

FLORHAM PARK, NJ

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Search this name across graphsid dfx:ria:09f524cf-6bb7-9c20-31a2-ca32ba189307

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 15, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 25, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 25, 1990
First registration: Jun 15, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 2011230

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC	Independent wealth	Jul 12, 2019	n/a	yes	FLORHAM PARK, NJ	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Feb 29, 2016	Jul 12, 2019	no	MOBILE, AL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Mar 3, 2016	no	MOBILE, AL\|MOBILE, AL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jun 15, 1998	Jul 1, 2003	no	MOBILE, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC	Jul 12, 2019	Jul 12, 2019	0	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Mar 3, 2016	Feb 29, 2016	-3	Firm change	Wirehouse to ibd
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (4)

→ JEFFREY MATTHEWS WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 12, 2019 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Feb 29, 2016 to Jul 12, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Mar 3, 2016factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jun 15, 1998 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.