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CRD 155392
FLORHAM PARK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KEVIN MICHAEL JOHN OCONNOR | n/a | FLORHAM PARK, NJ | 12 | 43 | 2 | yes |
| JEFFREY ROSS HALPERT | n/a | FLORHAM PARK, NJ | 12 | 34 | 2 | yes |
| JEROLD FRANCUS | n/a | FLORHAM PARK, NJ | 10 | 22 | n/a | yes |
| SOLOMON ETHAN CHERNIAK | n/a | FLORHAM PARK, NJ | 10 | 30 | 4 | yes |
| ANTHONY DEMAIO | Certified Financial Planner | FLORHAM PARK, NJ | 9 | 39 | 2 | yes |
| BORIS ARON MIRVIS | n/a | FLORHAM PARK, NJ | 9 | 39 | 2 | yes |
| CHARLES EVERETT BAILEY | n/a | FLORHAM PARK, NJ | 8 | 45 | 3 | yes |
| JOHN SWIFT LYLE | n/a | FLORHAM PARK, NJ | 7 | 36 | 3 | yes |
| GEORGE STEVEN CLEFFI | n/a | FLORHAM PARK, NJ | 7 | 41 | 1 | yes |
| LYLE RUSSELL HATCH | n/a | FLORHAM PARK, NJ | 7 | 34 | 2 | yes |
| WILLIAM CLIFFORD FRALEY | n/a | FLORHAM PARK, NJ | 5 | 31 | 5 | yes |
| BRIAN JOSEPH VISCONTI | n/a | FLORHAM PARK, NJ | Tampa, FL | 4 | 15 | 6 | yes |
| REYNOLD DAVID MUSELL | n/a | Florham Park, NJ | FLORHAM PARK, NJ | 4 | 36 | 1 | yes |
| LARRY LEE MOONS | n/a | FLORHAM PARK, NJ | 4 | 42 | 3 | yes |
| GINNY COLARUSSO | n/a | FLORHAM PARK, NJ | 4 | 26 | n/a | yes |
| DARRELL RANDOLPH MANNING | n/a | Mobile, AL | FLORHAM PARK, NJ | 0 | 19 | 2 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CUCCHIA, STEPHEN, JOHN | Cco | Na | yes | 11/2016 | Feb 10, 2017 | May 15, 2018 |
| HALPERT, JEFFREY, ROSS | Ceo | D | yes | 09/2010 | Feb 10, 2017 | May 15, 2018 |
| CHIECO, DAVID, ANTHONY | Member | A | no | 09/2010 | Feb 10, 2017 | May 15, 2018 |
| FEINSTEIN, GEOFF, IRA | Member | A | no | 09/2010 | Feb 10, 2017 | May 15, 2018 |
| GARBUS, STEVEN, DAVID | Member | Na | no | 09/2010 | Feb 10, 2017 | May 15, 2018 |
| HYNES, EDWARD, JAMES | Member | B | no | 09/2010 | Feb 10, 2017 | May 15, 2018 |
| PASCULLI, ANTHONY, GREGORY | Member | B | no | 09/2010 | Feb 10, 2017 | May 15, 2018 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAFETY HARBOR | FL | United States | 2 | yes |
| Mobile | Al | United States | 1 | yes |
| Greenwich | Ct | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $162M | $65.6M | 14 | 14 | 5 | n/a | n/a |
| 2024 | Mar 31, 2025 | $127M | $57.6M | 16 | 16 | 5 | n/a | n/a |
| 2017 | Mar 28, 2018 | $43.4M | $17.8M | 9 | 8 | 3 | n/a | n/a |
| 2016 | Mar 30, 2017 | $33.2M | $10.4M | 11 | 10 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $162M | $127M | 27.1% | n/a | n/a | 15 | 16 | 5 | 5 |