S••••• S•••••••

Advisor at F•••• C•••••• A••••••• S•••••••

FORT WORTH, TX | Phoenix, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09f52525-a73f-842a-1a3f-14164de9cf8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Oct 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C•••••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 28, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C•••••• A••••••• S•••••••	Bd affiliated wealth	Jul 10, 2026	n/a	yes	FORT WORTH, TX\|Phoenix, AZ	Current employment
H•••••• T••••••• • K•••• L••	Independent wealth	Mar 17, 2026	Jun 5, 2026	no	Conshohocken, PA\|Phoenix, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• T••••••• • K•••• L••	F•••• C•••••• A••••••• S•••••••	Jun 5, 2026	Jul 10, 2026	35	Firm change	RIA to ibd
C••••••••• F•••••••• N••••••	H•••••• T••••••• • K•••• L••	Mar 20, 2026	Mar 17, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:8032:AZ:2024-07-05	Jul 5, 2024	Jul 2, 2024	TEMPE, AZ	Firm change

Relationships

Registered with (7)

→ F•••• C•••••• A••••••• S•••••••Registered adviserregistration: current employment
Jul 10, 2026 to presentfactForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Mar 17, 2026 to Jun 5, 2026factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jul 2, 2024 to Mar 20, 2026factForm ADV
→ O•••• W•••••• I•••

Dated events

Occurred
Jun 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09f52525-a73f-842a-1a3f-14164de9cf8c
First observed: Oct 15, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.