DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Steven Schlegel

First Command Advisory ServicesBD affiliatedFort Worth, Tx dual registrantIAPD 2210096

Feed of 09/14/2026

Also filed as Steven David Schlegel

At current firm

0 y

since Jul 10, 2026

In the industry

34 y

since Feb 28, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

First Command Advisory Services BD affiliated current
since Jul 10, 2026 · Fort Worth, Tx
Hornor, Townsend & Kent, LLC independent RIA
Mar 17, 2026 to Jun 5, 2026 · Conshohocken, Pa
Commonwealth Financial Network national BD
Jul 2, 2024 to Mar 20, 2026 · Phoenix, Az
Osaic Wealth, Inc. BD affiliated
Feb 27, 2024 to Jul 5, 2024 · Tempe, Az
Sagepoint Financial, Inc. former
Oct 31, 2005 to Sep 18, 2023 · Reading, Pa
Sunamerica Securities, Inc. unclassified
Mar 3, 2004 to Oct 31, 2005 · Reading, Pa
Vist Capital Management unclassified
Oct 15, 2002 to Jun 3, 2004 · Wyomissing, Pa

Moves

a registration end followed by a registration begin elsewhere

Hornor, Townsend & Kent, LLC to First Command Advisory Services
left Jun 5, 2026, registered Jul 10, 2026 (35 days) · RIA to affiliated broker-dealer or bank
Commonwealth Financial Network to Hornor, Townsend & Kent, LLC
left Mar 20, 2026, registered Mar 17, 2026 (-3 days) · Affiliated broker-dealer or bank to independent RIA
Osaic Wealth, Inc. to Commonwealth Financial Network
left Jul 5, 2024, registered Jul 2, 2024 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
Sagepoint Financial, Inc. to Osaic Wealth, Inc.
left Sep 18, 2023, registered Feb 27, 2024 (162 days) · corporate re-registration, not a move
Sunamerica Securities, Inc. to Sagepoint Financial, Inc.
left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
Vist Capital Management to Sunamerica Securities, Inc.
left Jun 3, 2004, registered Mar 3, 2004 (-92 days) · Other

Signals

Steven Schlegel left Hornor, Townsend & Kent, Llc for First Command Advisory Services (registered 2026-07-10)
Jun 5, 2026 · Advisor changed firm · fact
Steven Schlegel left Commonwealth Financial Network for Hornor, Townsend & Kent, Llc (registered 2026-03-17)
Mar 20, 2026 · Advisor changed firm · fact
Steven Schlegel left Osaic Wealth, Inc. for Commonwealth Financial Network (registered 2024-07-02)
Jul 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address