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Advisor at NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK, NY | West Caldwell, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | Asset manager | Jul 28, 2016 | n/a | yes | NEW YORK, NY|West Caldwell, NJ | Current employment |
| JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC | Bd affiliated wealth | Jun 21, 2016 | Aug 1, 2016 | no | BOSTON, MA | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Aug 19, 2015 | Jul 6, 2016 | no | PARSIPPANY, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | Aug 1, 2016 | Jul 28, 2016 | -4 | Firm change | Other |
| SIGNATOR INVESTORS, INC. | JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC | Jul 6, 2016 | Jun 21, 2016 | -15 | Firm change | Other |