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CRD 174433
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JEFFREY DANIEL FERNANDES | n/a | BOSTON, MA | Westport, MA | 10 | 15 | 2 | yes |
| ROBERT H LAMB | Chartered Financial Analyst | BOSTON, MA | Norwell, MA | 10 | 21 | 2 | yes |
| STEPHANIE RAE FLYNN-SCHOFIELD | n/a | BOSTON, MA | 10 | 18 | 2 | yes |
| RYAN A STRACK | n/a | BOSTON, MA | 9 | 17 | n/a | yes |
| MANNY STATHOULOPOULOS | n/a | BOSTON, MA | Lynn, MA | 9 | 11 | n/a | yes |
| JAMES JOSEPH HARE | n/a | Hingham, MA | BOSTON, MA | 9 | 16 | n/a | yes |
| ROBERT EDWARD BAILOW | n/a | BOSTON, MA | 9 | 32 | n/a | yes |
| KAITLYN LEAH MCDONOUGH | n/a | BOSTON, MA | 9 | 20 | n/a | yes |
| COURTNEY COOK SWAN | n/a | BOSTON, MA | Swampscott, MA | 9 | 12 | n/a | yes |
| JOHN STANLEY KURTAK | n/a | Scituate, MA | BOSTON, MA | 8 | 33 | 2 | yes |
| THOMAS WIRONEN | n/a | BOSTON, MA | 8 | 12 | n/a | yes |
| Stephen John Campagnone | n/a | BOSTON, MA | 8 | 9 | n/a | yes |
| THOMAS JAMES LYMAN | n/a | Chicago, IL | BOSTON, MA | 7 | 13 | n/a | yes |
| JOSEPH FRANK LUIZ | n/a | BOSTON, MA | Plainville, MA | 7 | 24 | 1 | yes |
| DANIEL WILLIAM CARLSON | n/a | BOSTON, MA | 7 | 15 | 2 | yes |
| MARIA C Wilczewski | n/a | BOSTON, MA | Brighton, MI | 7 | 18 | 2 | yes |
| STEVEN MICHAEL BENZING | Chartered Financial Consultant | BOSTON, MA | Sanford, MI | 6 | 23 | 4 | yes |
| YOLANDA HYACINTH DEGRANGE | Certified Financial Planner | BOSTON, MA | Hanover, MD | 6 | 18 | 2 | yes |
| MATTHEW CARSON DENO | n/a | SOUTHLAKE, TX | BOSTON, MA | 6 | 37 | 2 | yes |
| CHRISTINE A POLLOCK | Certified Financial Planner | BOSTON, MA | Newtown, PA | 6 | 21 | 3 | yes |
| SCOTT CHRISTOPHER WARD | n/a | Medway, MA | BOSTON, MA | 6 | 27 | 3 | yes |
| ROBERT JOSEPH HARTIGAN | n/a | BOSTON, MA | Boston, MA | 6 | 28 | 3 | yes |
| EBERARDO MARISCAL | n/a | BOSTON, MA | YUCAIPA, CA | 6 | 18 | 4 | yes |
| JOHN PETER HANSEN | n/a | BOSTON, MA | Nashville, TN | 6 | 15 | 2 | yes |
| PATRICIA FEARING BLACKWELL | n/a | BOSTON, MA | Appleton, WI | 6 | 18 | 2 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AUGER, WILLIAM, Adam | CHIEF FINANCIAL OFFICER | Na | yes | 06/2025 | Mar 27, 2026 | Mar 27, 2026 |
| COMER, DOUGLAS, J | PRESIDENT / DIRECTOR | Na | yes | 04/2025 | Mar 27, 2026 | Mar 27, 2026 |
| CROWLEY, MEREDITH, A | ELECTED MANAGER / DIRECTOR | Na | yes | 12/2024 | Mar 27, 2026 | Mar 27, 2026 |
| Firth, Katie, M | ELECTED MANAGER / DIRECTOR | Na | yes | 01/2025 | Mar 27, 2026 | Mar 27, 2026 |
| HARTIGAN, ROBERT, JOSEPH | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2018 | Mar 27, 2026 | Mar 27, 2026 |
| SEEL, BETSY, ANNE | COUNSEL, SECRETARY | Na | yes | 12/2014 | Mar 27, 2026 | Mar 27, 2026 |
| THE MANUFACTURERS INVESTMENT | Shareholder | E | yes | 07/2015 | Mar 27, 2026 | Mar 27, 2026 |
| BARRY, JOHN, KEVIN | ELECTED MANAGER / DIRECTOR | Na | yes | 09/2018 | Mar 29, 2019 | Sep 25, 2024 |
| BROGAN, GREGORY, DANIEL | CHIEF OPERATIONS OFFICER | Na | yes | 05/2023 | May 25, 2023 | Sep 25, 2024 |
| FONTANA, PHILIP, JOSEPH | PRESIDENT; ELECTED MANAGER/DIRECTOR | Na | yes | 04/2024 | Mar 29, 2021 | Sep 25, 2024 |
| JOHN HANCOCK FINANCIAL CORPORATION | Shareholder | E | yes | 12/2009 | Jan 28, 2015 | Sep 25, 2024 |
| MANUFACTURERS LIFE INSURANCE COMPANY (CANADA) | Shareholder | E | yes | 12/2003 | Jan 28, 2015 | Sep 25, 2024 |
| MANULIFE FINANCIAL CORPORATION | Member | E | yes | 09/1999 | Jan 28, 2015 | Sep 25, 2024 |
| MANULIFE HOLDINGS (ALBERTA) LIMITED | Shareholder | E | yes | 12/2009 | Jan 28, 2015 | Sep 25, 2024 |
| NATAUPSKY, JEFFREY, HOWARD | CHIEF FINANCIAL OFFICER | Na | yes | 12/2014 | Apr 12, 2016 | Sep 25, 2024 |
| THE MANUFACTURERS INVESTMENT CORPORATION | Shareholder | E | yes | 07/2015 | Jan 28, 2015 | Sep 25, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | n/a | Asset manager | $228B | N | yes | n/a |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | n/a | Asset manager | $212B | N | yes | n/a |
| JOHN HANCOCK VARIABLE TRUST ADVISERS LLC | n/a | Asset manager | $69B | N | yes | n/a |
| JOHN HANCOCK DISTRIBUTORS LLC | n/a | n/a | n/a | N | yes | n/a |
| JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC | n/a | n/a | n/a | N | yes | n/a |
| JOHN HANCOCK LIFE INSURANCE COMPANY (USA) | n/a | n/a | n/a | N | yes | n/a |
| JOHN HANCOCK TRUST COMPANY | n/a | n/a | n/a | N | yes | Ma |
| MANULIFE INVESTMENT MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC | n/a | n/a | n/a | N | yes | n/a |
| MANULIFE WEALTH INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $2.2B | $2.2B | 149 | 15 | 7 | n/a | n/a |
| 2024 | Mar 28, 2025 | $2.0B | $2.0B | 163 | 11 | 4 | n/a | n/a |
| 2023 | Mar 29, 2024 | $1.9B | $1.9B | 149 | 8 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $1.8B | $1.8B | 166 | 10 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $2.2B | $2.2B | 154 | 10 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $1.9B | $1.9B | 157 | 10 | 1 | n/a | n/a |
| 2019 | Mar 27, 2020 | $1.5B | $1.5B | 127 | 10 | 1 | n/a | n/a |
| 2018 | Mar 29, 2019 | $1.1B | $1.1B | 117 | 13 | 2 | n/a | n/a |
| 2017 | Mar 28, 2018 | $927M | $927M | 102 | 34 | 2 | n/a | n/a |
| 2016 | Mar 31, 2017 | $798M | $798M | 22 | 6 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $708M | $708M | 16 | 3 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $0 | $0 | 16 | 3 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 8 | 10 | -2 | 15.9% | 1 | 0 | 0 | 16 | 24 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.2B | $2.0B | 11.3% | $1.8B | 6.5% | 149 | 163 | 7 | 4 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | 4 | Nov 3, 2025 | Nov 23, 2025 | BOSTON, MA | Team lift out | Ibd to ibd | 6.2% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| VENTUM ADVISORS CORP. | 2 | Oct 16, 2024 | Nov 12, 2024 | Ottawa | Team lift out | RIA to ibd | 66.7% |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | 12 | Apr 13, 2020 | Mar 27, 2020 | BOSTON, MA | Firm absorbed | Other | 85.7% |
| SIGNATOR INVESTORS, INC. | 6 | Nov 2, 2018 | Aug 15, 2019 | SOUTH BOSTON, MA | Team lift out | Ibd to RIA | 0.7% |
| SIGNATOR INVESTORS, INC. | 5 | Jun 30, 2016 | Sep 21, 2016 | WESTWOOD, MA | Team lift out | Other | 0.6% |