DFX Intelligence

A••••• D•••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

A••••• D•••• R••••

Advisor at R•••• W•••• I••••••••• A•••••••

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:0a055c77-ad09-7fba-f5ee-b4cb0a3e6c60

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• W•••• I••••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 23, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• W•••• I••••••••• A•••••••	State registered	Oct 2, 2019	n/a	yes	SALT LAKE CITY, UT	Current employment
F•••••••• W••••• M••••••••• L••	Former SEC adviser	Dec 7, 2016	Oct 1, 2019	no	DRAPER, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• W••••• M••••••••• L••	R•••• W•••• I••••••••• A•••••••	Oct 1, 2019	Oct 2, 2019	1	Firm change	RIA to state RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	F•••••••• W••••• M••••••••• L••	Oct 21, 2015	Dec 7, 2016

Relationships

Registered with (3)

→ R•••• W•••• I••••••••• A•••••••Registered adviserregistration: current employment
Oct 2, 2019 to presentfactForm ADV
→ F•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 7, 2016 to Oct 1, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 25, 2012 to Oct 21, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a055c77-ad09-7fba-f5ee-b4cb0a3e6c60
First observed: Jul 25, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.