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E•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

E•••• S••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

CHICAGO, IL | SOUTH HAVEN, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a0a4b5a-ac6f-b843-6fc7-d8fe687f5239

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 31, 2019	n/a	yes	CHICAGO, IL\|SOUTH HAVEN, MI	Current employment
S•••••••• A•••••••• L••	Bd affiliated wealth	Aug 11, 2015	Jun 10, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 10, 2019	May 31, 2019	-10	Firm change	Ibd to wirehouse
D•••• A• N•••• • C••••••	S•••••••• A•••••••• L••	Aug 11, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
205:226606:FL:2015-08-11	Aug 11, 2015	Aug 11, 2015	MIAMI, FL	Firm change

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 4, 2005 to Apr 18, 2012factForm ADV
→ S•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 11, 2015 to Jun 10, 2019factForm ADV
→ D•••• A• N•••• • C••••••Registered adviserregistration: previous registration
Apr 24, 2012 to Aug 11, 2015factForm ADV
→ M••••• S•••••• D• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a0a4b5a-ac6f-b843-6fc7-d8fe687f5239
First observed: May 3, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.