DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••• C•••••• F••••••••
OVERLAND PARK, KS | Wilmington, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••• C•••••• F•••••••• | Mixed wealth | Apr 28, 2022 | n/a | yes | Wilmington, DE|OVERLAND PARK, KS | Current employment |
| 2•••• C•••••• M••••••••• I•• | Former SEC adviser | Jun 23, 2016 | Dec 31, 2022 | no | Wilmington, DE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 2•••• C•••••• M••••••••• I•• | P•••• C•••••• F•••••••• | Dec 31, 2022 | Apr 28, 2022 | -247 | Firm change after gap | RIA to RIA |
| A••••••• A••••••• S••••••• | 2•••• C•••••• M••••••••• I•• | Dec 31, 2016 | Jun 23, 2016 |
| A••••••• A••••••• S••••••• | Former SEC adviser | Sep 15, 2011 | Dec 31, 2016 | no | WILMINGTON, DE|LINCOLN, NE|Freeport, NY | Previous registration |
| -191 |
| Firm change after gap |
| Other |