DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at HAMILTON-BATES INVESTMENT RESEARCH, INC.
PLACENTIA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HAMILTON-BATES INVESTMENT RESEARCH, INC. | Former SEC adviser | Nov 5, 2025 | n/a | yes | PLACENTIA, CA | Current employment |
| HARVEST INVESTMENT SERVICES, LLC | Independent wealth | Jun 7, 2016 | Nov 17, 2017 | no | Placentia, CA|OAKBROOK TERRACE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HARVEST INVESTMENT SERVICES, LLC | HAMILTON-BATES INVESTMENT RESEARCH, INC. | Nov 17, 2017 | Nov 5, 2025 | 2,910 | Firm change after gap | Other |