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CRD 159390
OAKBROOK TERRACE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| TIMOTHY JOHN NEWELL | Certified Financial Planner | OAKBROOK TERRACE, IL | COLORADO SPRINGS, CO | 14 | 34 | 1 | no |
| JOHN K ALYO | n/a | Spring, TX | OAKBROOK TERRACE, IL | 14 | 27 | 1 | no |
| LUKE EDWARD BAUMGARTEN | n/a | OAKBROOK TERRACE, IL | 11 | 11 | n/a | no |
| BRIAN JAMES PARK | n/a | Riverside, CA | 10 | 16 | 1 | no |
| KRISTINE JANE WITHEROW | n/a | GETTYSBURG, PA | OAKBROOK TERRACE, IL | 10 | 29 | 5 | no |
| ANNA MARIE DUJAN | n/a | OAKBROOK TERRACE, IL | Indianapolis, IN | 10 | 21 | 2 | no |
| WENDY JO WEST | n/a | Willow Springs, IL | OAKBROOK TERRACE, IL | DeKalb, IL | 9 | 28 | 1 | no |
| KEVIN ROBERT LOFFREDI | Certified Financial Planner | OAKBROOK TERRACE, IL | 8 | 30 | 2 | no |
| JAMES FRANCIS STAWICK | n/a | INDIANAPOLIS, IN | OAKBROOK TERRACE, IL | 7 | 29 | 1 | no |
| Andrew David Barlow | n/a | OAKBROOK TERRACE, IL | Oakbrook Terrace, IL | 4 | 15 | n/a | no |
| Brenton Timothy Newell | n/a | OAKBROOK TERRACE, IL | 4 | 12 | n/a | no |
| THOMAS ANTHONY SHANKLAND | n/a | OAKBROOK TERRACE, IL | 4 | 44 | 1 | no |
| Isaiah Gates | Certified Financial Planner | LYNCHBURG, VA | OAKBROOK TERRACE, IL | COLORADO SPRINGS, CO | 3 | 13 | n/a | no |
| BRENT LEE EMERICK | Certified Financial Planner | OAKBROOK TERRACE, IL | Westfield, IN | 3 | 42 | 3 | no |
| IVY M EMERICK | Certified Financial Planner | Westfield, IN | OAKBROOK TERRACE, IL | 3 | 41 | 3 | no |
| Robert Kennedy Thompson | Certified Financial Planner | Palos Hills, IL | OAKBROOK TERRACE, IL | 2 | 41 | 2 | no |
| Joseph Savenok | n/a | OAKBROOK TERRACE, IL | Oakbrook Terrace, IL | 2 | 11 | n/a | no |
| Ryan Lee Kaczmarek | Certified Financial Planner | OAKBROOK TERRACE, IL | COLORADO SPRINGS, CO | 2 | 12 | 1 | no |
| RONALD SCOTT PYLE | n/a | Myrtle Beach, SC | OAKBROOK TERRACE, IL | 2 | 33 | 3 | no |
| Thomas Fogelsong | n/a | OAKBROOK TERRACE, IL | 2 | 12 | n/a | no |
| Jeffrey Raymond Pounds | n/a | Myrtle Beach, SC | OAKBROOK TERRACE, IL | 2 | 24 | 2 | no |
| Joshua Payne | n/a | Oakbrook Terrace, IL | OAKBROOK TERRACE, IL | 1 | 10 | n/a | no |
| Michael Frederick Sokolik | n/a | OAKBROOK TERRACE, IL | Myrtle Beach, SC | 1 | 20 | n/a | no |
| Emmanuel Iroko | n/a | OAKBROOK TERRACE, IL | Prosper, TX | 1 | 12 | n/a | no |
| JOSEPH WEBB | n/a | OAKBROOK TERRACE, IL | COLORADO SPRINGS, CO | Palmetto Bay, FL | 1 | 25 | 7 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| HIS KINGDOM RESOURCES TRUST | Private Equity Fund | $15.4M | Mar 31, 2022 | 64 | Mar 31, 2021 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALYO, JOHN, K | Cio | B | yes | 10/2011 | Dec 23, 2011 | Nov 11, 2024 |
| BRADTMILLER, SCOTT, ALLEN | CHIEF COMPLIANCE OFFICER | Na | yes | 02/2024 | Mar 14, 2024 | Nov 11, 2024 |
| HARVEST FINANCIAL PLANNING, LLC | Owner | D | yes | 10/2011 | Jan 9, 2012 | Nov 11, 2024 |
| NEWELL, TIMOTHY, JOHN | Owner | D | yes | 10/2011 | Dec 23, 2011 | Nov 11, 2024 |
| NEWELL, TIMOTHY, JOHN | PRESIDENT/CEO | Na | yes | 10/2011 | Dec 23, 2011 | Nov 11, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ENVOY ADVISORY INC. | n/a | Independent wealth | $615M | Y | yes | n/a |
| HARVEST FINANCIAL PLANNING, LLC | n/a | n/a | n/a | N | yes | n/a |
| HARVESTING KINGDOM RESOURCES, LLC | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| WALNUT CREEK | CA | United States | 3 | no |
| PALOS HILLS | IL | United States | 2 | no |
| Riverside | CA | United States | 1 | no |
| COLORADO SPRINGS | Co | United States | 1 | no |
| Dekalb | IL | United States | 1 | no |
| Lagrange | IL | United States | 1 | no |
| Indianapolis | In | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $758M | $758M | 38 | 28 | 12 | n/a | n/a |
| 2024 | Mar 28, 2025 | $534M | $534M | 32 | 23 | 10 | n/a | n/a |
| 2023 | Mar 14, 2024 | $282M | $282M | 28 | 21 | 9 | n/a | n/a |
| 2022 | Mar 30, 2023 | $254M | $254M | 29 | 24 | 7 | n/a | n/a |
| 2021 | Mar 31, 2022 | $292M | $292M | 22 | 12 | 7 | 1 | $15.4M |
| 2020 | Mar 31, 2021 | $266M | $266M | 21 | 8 | 9 | 1 | $1.5M |
| 2019 | May 14, 2020 | $277M | $277M | 27 | 10 | 10 | n/a | n/a |
| 2018 | Mar 19, 2019 | $241M | $241M | 28 | 10 | 11 | n/a | n/a |
| 2017 | Mar 6, 2018 | $243M | $239M | 32 | 10 | 11 | n/a | n/a |
| 2016 | Mar 16, 2017 | $178M | $178M | 34 | 10 | n/a | n/a | n/a |
| 2015 | Mar 1, 2016 | $125M | $125M | 31 | 10 | n/a | n/a | n/a |
| 2014 | Mar 12, 2015 | $90.6M | $90.6M | 26 | 10 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 1 | 1 | 3.6% | 0 | 1 | 0 | 7 | 7 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $758M | $534M | 42.0% | $254M | 43.9% | 38 | 32 | 12 | 10 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| KISHER CAPITAL, LLC | 2 | Jun 18, 2025 | Jun 17, 2025 | OAKBROOK TERRACE, IL | Team lift out | RIA to state RIA | 7.1% |
| AE WEALTH MANAGEMENT, LLC | 2 | Nov 22, 2016 | Nov 18, 2016 | ELGIN, IL | Team lift out | Other | 10.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | 2 | Aug 30, 2024 | Sep 3, 2024 | PAWLEYS ISLAND, SC | Team lift out | Ibd to RIA | 1.1% |
| WEALTH ADVISORY SOLUTIONS, LLC | 2 | Jun 30, 2023 | Jun 30, 2023 | ZIONSVILLE, IN | Team lift out | RIA to RIA | 16.7% |
| CONCOURSE FINANCIAL GROUP ADVISORS | 3 | Jul 3, 2018 | Feb 6, 2014 | LAGRANGE, IL | Team lift out | Ibd to RIA | 0.9% |
| CONCOURSE FINANCIAL GROUP ADVISORS | 2 | Dec 31, 2016 | Feb 19, 2016 | CAMP HILL, PA | Team lift out | Other | 0.6% |