DFX Intelligence

H••• T••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

H••• T••••• B••••

Advisor at L•• F•••••••• L••

RAPID CITY, SD

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Search this name across graphsid dfx:ria:0a229c53-c67d-87e3-b44c-1659501188be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 11, 2023	n/a	yes	RAPID CITY, SD	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Oct 31, 2005	Mar 27, 2013	no	PHOENIX, AZ\|RAPID CITY, SD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• F•••••••• A•••••••• L••	S•••••••• F••••••••• I•••	Nov 9, 2023	Oct 31, 2005	-6,583	Firm change after gap	Other
S•••••••• F••••••••• I•••	L•• F•••••••• L••	Mar 27, 2013	Sep 11, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
134738:133763:SD:2023-11-09	Nov 9, 2023	Oct 31, 2005	RAPID CITY, SD	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 11, 2023 to presentfactForm ADV
→ B•• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 28, 2005 to Nov 9, 2023factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2005 to Mar 27, 2013factForm ADV
→ S••••••••• S••••••••• I•••Registered adviser

Dated events

Occurred
Nov 9, 2023
Advisor changed firm
H••• T••••• B•••• left B•• F•••••••• A•••••••• L•• for S•••••••• F••••••••• I••• (registered 2005-10-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a229c53-c67d-87e3-b44c-1659501188be
First observed: Apr 5, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.