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Advisor at RBC SECURITIES, INC.
AZUSA, CA | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC SECURITIES, INC. | Bd affiliated wealth | Jun 11, 2018 | n/a | yes | LOS ANGELES, CA|AZUSA, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 21, 2010 | Jun 12, 2018 | no | LOS ANGELES, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Mar 13, 2009 | no | LOS ANGELES, CA | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | May 30, 2006 | May 29, 2007 | no | LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | RBC SECURITIES, INC. | Jun 12, 2018 | Jun 11, 2018 | -1 | Firm change | Ibd to RIA |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7059:103705:CA:2018-06-05 | Jun 12, 2018 | Jun 11, 2018 | LOS ANGELES, CA | Firm change |