| MICHAEL JOSEPH NUNNELEE | Certified Financial Planner | LOS ANGELES, CA | 16 | 33 | n/a | yes |
| LARRY THOMAS OLEA | n/a | LOS ANGELES, CA | Whittier, CA | 16 | 30 | 1 | yes |
| VINCENT TROPEA | Certified Financial Planner | Los Angeles, CA | Pasadena, CA | Yorba Linda, CA | West Hollywood, CA | Los Angeles, CA | Torrance, CA | Commerce, CA | GLENDALE, CA | 16 | 32 | 2 | yes |
| VIBHORE BHASKAR | Certified Financial Planner | LOS ANGELES, CA | Montebello, CA | 14 | 20 | 1 | yes |
| SARA KIYOMI RITTER | n/a | LOS ANGELES, CA | Los Angeles, CA | 12 | 28 | n/a | yes |
| MARJAN SHOKRI | n/a | BEVERLY HILLS, CA | LOS ANGELES, CA | 12 | 25 | 1 | yes |
| HERALD WILLIAM PODGER | n/a | SAN FRANCISCO, CA | 12 | 25 | 2 | yes |
| PATRICK ANTHONY DWYER | Certified Financial Planner | BEVERLY HILLS, CA | El Segundo, CA | 12 | 25 | 1 | yes |
| LEO PETER HAMILL | Chartered Financial Analyst | NEW YORK, NY | LAS VEGAS, NV | Las Vegas, NV | 12 | 31 | 4 | yes |
| ROY MARTINEZ | n/a | SANTA BARBARA, CA | Montecito, CA | 12 | 18 | 3 | yes |
| AMBER KAY ORTIZ | Certified Financial Planner | Montecito, CA | Santa Barbara, CA | LAS VEGAS, NV | 12 | 18 | 2 | yes |
| MICHAEL PATRICK COMORRE | n/a | BEVERLY HILLS, CA | LOS ANGELES, CA | Westlake Village, CA | Encino, CA | 12 | 22 | n/a | yes |
| KRISTIN MARIE STANSBURY FLAIANI | Certified Financial Planner | Walnut Creek, CA | Six Mile, SC | 12 | 25 | n/a | yes |
| ANDREW JASON WACHNER | n/a | Concord, CA | SAN FRANCISCO, CA | NEW YORK, NY | Walnut Creek, CA | 11 | 13 | 1 | yes |
| JOHN CHARLES BROUILLARD | Chartered Financial Analyst | New York, NY | LOS ANGELES, CA | WESTFIELD, NJ | 11 | 15 | 1 | yes |
| CHRISTOPHER TAI HIPPISLEY COXE | n/a | LOS ANGELES, CA | Los Angeles, CA | 11 | 26 | n/a | yes |
| SHANNON M CHAVEZ | n/a | LOS ANGELES, CA | 11 | 14 | 2 | yes |
| CRAIG DOUGLAS KELLEY | Certified Financial Planner | LOS ANGELES, CA | STEVENSON RANCH, CA | 11 | 28 | n/a | yes |
| VALERIE ZEIGHER | n/a | NEW YORK, NY | CRESSKILL, NJ | 10 | 15 | 1 | yes |
| BASIL EDMUND CONROY | Certified Financial Planner | NEW YORK, NY | BRONX, NY | 10 | 34 | 2 | yes |
| RAFAEL G MENDEZ | n/a | TORRANCE, CA | Torrance, CA | 10 | 21 | 1 | yes |
| EMANUEL DELGADO | n/a | La Palma, CA | LOS ANGELES, CA | LAWNDALE, CA | 10 | 17 | n/a | yes |
| MATTHEW STEIGER | n/a | LOS ANGELES, CA | 9 | 13 | 1 | yes |
| CHERYL A RIGALI | n/a | NEW YORK, NY | Pasadena, CA | 9 | 15 | 2 | yes |
| NAREK MNATSAKANIAN | n/a | LOS ANGELES, CA | Tujunga, CA | 9 | 12 | n/a | yes |