DFX Intelligence

B•••• R••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

B•••• R••••• S•••••••

Advisor at C••••••

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a24efb7-c1bc-21fd-e71c-2f7fb59b1ffd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: May 25, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Feb 6, 2025	n/a	yes	New York, NY	Current employment
G••••• A••••••• L••	Former SEC adviser	Oct 28, 2024	Mar 28, 2025	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• A••••••• L••	C••••••	Mar 28, 2025	Feb 6, 2025	-50	Firm change after gap	RIA to RIA
C•••••• S••••• • C••• I•••	G••••• A••••••• L••	Mar 7, 2023	Oct 28, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
134062:319448:NY:2025-03-28	Mar 28, 2025	Feb 6, 2025	NEW YORK, NY	Firm change after gap

Relationships

Registered with (4)

→ C••••••Registered adviserregistration: current employment
Feb 6, 2025 to presentfactForm ADV
→ G••••• A••••••• L••Registered adviserregistration: previous registration
Oct 28, 2024 to Mar 28, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 11, 2022 to Mar 7, 2023factForm ADV
→ V••••••• A•••••••• I•••

Dated events

Occurred
Mar 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 14, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a24efb7-c1bc-21fd-e71c-2f7fb59b1ffd
First observed: May 25, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.